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Brokerage Complaint Disclosures
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1st Global Capital
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Aegis Capital Corp.
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American Finance Trust
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American Portfolios Financial Services, Inc.
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American Realty Capital
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Ameriprise Financial Services, LLC
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Ausdal Financial Partners, Inc.
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Berthel, Fisher & Company Financial Services, Inc.
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Buckman, Buckman & Reid
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Cadaret, Grant & Co., Inc.
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Calton & Associates
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Cantella & Co., Inc.
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Cantone Research Inc
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Capital Financial Services
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Centaurus Financial, Inc.
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Cetera Investment Services, LLC
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Chelsea Financial Services
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Citigroup Global Markets
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Crown Capital Securities, L.P.
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CUSO Financial Services
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David A Noyes & Company
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Fifth Third Securities
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Financial West Group
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First Allied Securities, Inc.
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FMS Bonds
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Fortune Financial Services, Inc.
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FSC Securities Corp
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Future Income Payments, LLC.
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Geneos Wealth Management, Inc.
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GPB Capital Holdings
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GPB Capital Holdings, LLC
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GWG Holdings
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Harbour Investments
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Healthcare Trust REIT
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Hilltop Securities, Inc.
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Hornbeck Offshore Services
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Hospitality Investors Trust Inc
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ICON Capital, LLC
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Investors Capital Corp
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J.W. Cole Financial, Inc.
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Janney Montgomery Scott LLC
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Kovack Securities
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Lincoln Investments
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LJM Preservation and Growth Fund
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M. Holdings Securities
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Maxim Group
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Mercer Allied Company, L.P.
Mercer Allied Company, L.P.
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Merrill Lynch, Pierce, Fenner & Smith
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Morgan Stanley
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MVP Real Advisors, LLC
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National Securities Corp.
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Newbridge Securities Corp.
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NEXT Financial Group, Inc.
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Northstar Financial Services.
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Northstar Healthcare Income, Inc.
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NY Life Securities
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O.N. Equities Sales Co.
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O.N. Equities Services
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Oppenheimer & Co., Inc.
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OptionSellers.com
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Parkland Securities, LLC
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Purshe Kaplan Sterling Investments
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Questar Capital Corp.
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Raymond James Financial Services, Inc.
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Sandlapper Securities
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Santander Securities, LLC
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Securities America
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SIGMA Financial Corp.
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SoftBank Group Corp
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Sterne Agee Financial Services
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Stifel, Nicolaus & Company, Incorporated
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Summit Brokerage Services
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The Leaders Group, Inc.
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Transamerica Financial Advisors, Inc.
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Triad Advisors, LLC
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UBS Financial Services, Inc.
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Voya Financial Advisors, Inc.
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Wedbush Securities
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Wells Fargo Clearing Services, LLC
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Western International Securities
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WestPark Capital
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Woodbury Financial Services
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World Tree Financial, LLC
Individual Broker Complaint Disclosures
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Scott Aabel
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Kumail Abbas
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Ma Rosa Linan Abrego
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Bernie Adair
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Jeannette Adcock
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Sterne Agee Financial Services
Michael Ahearn
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Viqas Akhtar
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Matthew D. Albers
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John T. Alexander
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Walter Allen
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Robert P. Allen
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Joseph Ambrosole
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Scott Andersen
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Terry Anderson
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James F. Anderson
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Todd Ray Anderson
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Joseph Andreoli
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John Angelone
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Alan Appelbaum
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Chinyuan Chang
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Demos Argyros
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Desiderio Torrez
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Hector Evangelista
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Juliann Smith
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Leonid Yorovsky
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Luis Bonilla
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Peter Rhee
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Ricardo Armijo
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Robert D. Armstrong
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Michael Arteca
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Keith Ashley
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William Athas
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Frederick Atiyeh
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David Atlee
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Timothy Atyeo
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Joseph Audia
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Mark F. Augusta
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Frank Avallone
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Paul Avila
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Dennis Ayre
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Timothy Ayre
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Sam Aziz
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Matthew Babrick
Matthew Babrick
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Troy Baily
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Wessam Baiz
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Peter Bakalis
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Kurt Baldry
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Edward Balmes
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Christ Elias Baltas
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Steve Baptist
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Chad Barancyk
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David Barber
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Les Barber, Jr
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Angel Bardeche
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Donna Barnard
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Michael Barnett
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Michael Barranco
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Nicolas Barrios
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Kenneth Barroga
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Timothy Bartelt
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Gary Barth
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Alvery Bartlett
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Thomas Barton, III
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James Bashaw
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Michael Bastardi
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Norman Batansky
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William Bryson Baum
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Marcus Beasley
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Thomas Beattie
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Rhett Bedwell
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Daniel Beech
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Maxim Beliakov
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Rebecca Belicek
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Damian Bell
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Raul Benitez
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William Benjamin Dusenbury Heritage
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Bryan Benson
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Bryan E. Benson
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Barbaraann Bernatzky
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Richard Bernstein
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Stephen Berrocal
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Kirk Bertsch
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Philip Beviano, Jr.
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Sanjay Bhargava
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Ralph Bianchi
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David Bibo
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Christopher Bice
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Abraham Biderman
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Randy Birkinbine
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Grant Birkley
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Peter Bitterman
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Bentley Blackmon
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Ronald Blascyzk
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Michael Blaszczyk
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Gabriel Block
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Archie Blood
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Charles Bloom
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Marcus Boggs
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Bart Bohrer
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Kenneth Bolton
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Christopher Bond
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Charles Bonilla
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Enoch Booth
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James Thomas Booth
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John A. Borsellino
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Emil Botvinnik
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Benjamin Bourgeois
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Darrah Michael Bourke
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Debra Bourne
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Donnell Bowen
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Heath Bowen
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Gary Bowman
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Phillip Boyd
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Robert Boyer, III
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Kari Bracy
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Sean Alan Brady
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Glenn Brandon
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William Braun
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Richard Braverman
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Scott Bremus
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Michael Bressman
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Ronald S. Bright
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Robert Brinckerhoff
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Aaron Brodt
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Joseph Bronson
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Dee Dee Brooks
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Danard Brown
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Patrick Brown
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Richard Whitfield Brown
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Lisa Ann Brumm
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Thomas J. Buck
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John Halsey Buck, III
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Robert Buffington
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Tatyana Bunich
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Andrew Burdsall
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Shawn Burke
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Michael Burkhoff
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William Burks
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Lester W. Burroughs
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Larry Burton
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Jeffrey Butler
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James Bylenga
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Clinton Byrd
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William Dean Byrd
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Francisco Cabral
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Richard Earl Cagle
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John Joseph Cahill
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Maria Calcena
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Levert Caldwell
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Michael Calvin
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John Cangialosi
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Kevin Canterbury
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Anthony Cantone
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Noel Carino
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Randy T. Carpen
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Chadwick Carrick
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Michael Barry Carter
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Shakela Carter
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Stephen Carver
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Alberto Castaner
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Bryant Caveness
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Henry Chang
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Henry Chia-How Chang
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Wenjinn James Chang
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Taek Chong
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Felix Chu
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Joseph Chu
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Joseph Ljong Chu
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Bruce Ciallella
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Todd Cirella
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Robert Clark
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Matthew Clason
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Timothy Claypool
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Robert Clayson
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Robert Cleary
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Mark Cline
Mark Cline
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Bobby Coburn
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Steven Coffey
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Darrin Cohen
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Darryl Cohen
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Jeffrey Max Cohen
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Richard James Coleman
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David Colflesh
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Chadwick Collins
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Michael Jason Collins
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Barry Connell
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Michael Conte
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Alexis Cooke
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Jamie Marie Cooke
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Michael Coomes Jr.
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Anthony Cottone
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William Council
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James Couture
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Cynthia Cowden
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Gerald T. Coyne
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Larry Crabtree
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Matthew Crafa
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Caz Craffy
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Steven Crawford
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Susan Cruz
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Frank Cuenca
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Steve Cummings
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Eileen Cure
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John Cutshall
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Ronal Daley
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David Gray Dalton
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Jeffrey Dampf
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Hary Datys
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James Daughtry
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John F. Davenport
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Robert David
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Joel Davidman
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Rick Davidson
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Edward Davig
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Dana Davis
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Andre P. Davis
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Andre “Pierre” Davis
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Ethan De Naray
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Gregory Dean
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Gregory T. Dean
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Paul Deangelo
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Tyler Delahunt
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Mark Delgadillo
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Lawrence R. Delhagan, Jr.
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Ben Dembla
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Joseph Derrico
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Giustino Destafano
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Gerald Dewes
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Anthony Diaz
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Brian Dibrino
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Frank Dietrich
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Daniel Dillard
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Dominic Diorio
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Albert Dishner
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Jeffrey Dixson
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Justin Dolan
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Alan Dole
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Steven Eric Dolgin
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Charles Doraine
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Robert A. Douglass
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Dan Droeg
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Jeffrey Drost
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Lee Duckworth
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Jonathan Dudley
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Gregory Dudzik
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Thomas Duggan
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William Dumchus
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Andrew Durham
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APatrick Durst
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Austin Dutton
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Roger Duval
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Dwight Dykstra
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Kevin Dziubela
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Gerald Eaton
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Matthew Eckstein
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James B. Eichner, Jr
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Jeffrey Eiler
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Andrew Elsoffer
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Jay Eng
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Brian Engstrom
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Foresters Equity Services
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Eric Erb
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John Ernst
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Esmeralda Espinoza
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Joseph J. Esposito
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Charles Euler
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Charles Jonathan Evan
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Brian Eyster
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Lon Faccini, Jr.
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David Fagenson
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Yann Faho
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Roy Failla
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Scot Fairchild
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Paul Falcon
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Michael Fasciglione
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Lynne Faust
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Lawrence Fawcett
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Dennis Fearing
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Joseph Fedorko
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Eric Felsenfeld
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Jenny Xinfang Feng
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David Fenning
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Howell Ferguson
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Mariondy Fernandez
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Gihan Fernando
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Raymond Ferro, Jr.
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David Ferwerda
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Northstar Financial Services
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Kristian Finfrock
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Jacquin Fink
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Michael Fitz-Gerald
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Joel Flaningan
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Matthew Fleissner
Matthew Fleissner
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Ryan T. Fleming
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Daniel Flores
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Hector Flores
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James Flower
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James Flynn
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James Travis Flynn
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WIlliam Fochi, Jr.
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Robert P. Foley
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Steven Foote
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Bradley Ford
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Albert Foronda
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Gary Forrest
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Jeremy Fortner
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Donald Fowler
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Oscar Francis
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Michael Francoeur
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Johnathan Freeze
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Kevin Fretz
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Herbert Frey
Herbert Frey
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Herbert G. Frey
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Matthew Gaer
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Anthony Gallea
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Paul Gallivan
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Mason Gann
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Barry Garapedian
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Lina Maria Garcia
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Michael Garris
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Matthew Gates
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John Gatto
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Kristian Gaudet
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David Geake
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James Geake
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Mark Gelbman
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William Gennity
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Cheryl George
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Paul N. Gershon
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Robert Gerstein
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Partho Ghosh
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Robert Gianchiglia
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Robert Giannchiglia
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Douglas Gildenmeister
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Carl Gill
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Gary Ginsberg
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Robert Ginsberg
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Arkady Ginsburg
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Joseph Giordano
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Ronald Giovino
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Daniel Glick
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Stuart Miles Godin
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Peter Goffin
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Rafael Golan
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Troy Goldberg
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Lawrence Goldstein
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Hector Gonzalez
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Shawn Good
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Adam Goodman
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Trevor Gordon
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Andrew Justin Grant
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William Greenfield
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Michael R. Greenfield
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Jack Griffith
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John Griner
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Arthur Grossbard
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Johnny Guan
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Elizabeth Guarino
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Kenneth Guerra
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Kevin Gunnip
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Kurt Gunter
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Herbert Hafen
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Joseph Hain
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Robert Halldin
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Frederick Halloway
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Gary Hammond
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Scott Hananel
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Ronald Hannes
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Kyle Harrington
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Clark Harris
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Brett Hartvigson
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Barry Hartwyk
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Jason Hawke
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Dana M. Hawkins
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Dennis Hayes
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Shaun Hayes
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Jan Earl Haynes
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Dennis Haywood
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James “Jim” Heafner
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Rand A. Heckler
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William Heiden
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Christopher Hellman
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Joshua Helmle
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Felipe Henao
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Maria Hendershott
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Robert Henderson
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Wills Henriquez
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Alex Herrera
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Deborah Herrmann
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Christopher Hibbard
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Mercer Hicks, III
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Christopher Hildebrandt
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Gregory Hill
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Donna J. Hines
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William Hite
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William Hobby
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Anthony F. Hobson
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Arthur Hoffman
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Kerry Hoffman
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Steven Hoffman
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John Hoidas
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Peter Holler
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Eric Hollifield
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Mark L. Hopkins
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Barry Horowitz
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Zachary Horwitz
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Kevin Houser
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Robert Sean Howard
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Lanny Howarter
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Mark Huber
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Peter Huffman
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Travis Hughes
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William Humbarger
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Robert Humberston
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Stephen Hurtuk
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Vonna Kay Husby
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Gabriel Hynes
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Michael Iannarino
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Curtis Ile
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Gary Imel
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Donnie Ingram
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Marshall Isaccson
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Samuel Izaguirre
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Michael Dennis Jackson
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Sudesh Jain
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Raymond James
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John James
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Nigel James
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Kerri Jamison
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Robert Jamison, II
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John Rosas Jaramillo
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Peter K Janssen
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Miche Jean
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Steven Jennings
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Nina Jessee
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Corey Alexander Johnson
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William Colie Johnson
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Timothy E. Johnson
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Jeremy Johnson
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Luke Johnson
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Meaghan Johnson
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William Johnson
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Thomas Lee Johnson
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Judith A. Johnston
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Lloyd Johnston
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Forrest Jones
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Anthony Joslin
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Daniel Jossen
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Richard Juracka
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Mark Just
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Dean Kajouras
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Peter Kalmus
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Michael Kamperman
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Joel Kamphuis
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Charles Kanahan
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Christopher Kane
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Jenna Kang
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Mark Kaplan
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David Karandos
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Tony Kassaei
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Scott Kaup
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Ken Kavanaugh
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Clint H. Keener
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Stephen A. Kelbick
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Frank H. Kelly
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Donovan Kelly
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Sean Kelly
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Thomas Edison Kelly, Jr.
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Mark Kemp
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Scott Kemps
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David Kendrick
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James G. Kennedy
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David Kennon
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Herman Khan
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Suhail Khan
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Joel Kichline
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William Kielczewski
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Kyusun “Kenny” Kim
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James Austin King, III
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Leonard Kinsman
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Thomas Kintz
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James Kirchner
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Igor Peter Kislitsa
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John Kittner
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Kimberly Pine Kitts
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Peter Klaass
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Rafael Klein
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Kevin Klickna
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Stephen J. Klinger
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Scott Klor
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Thomas Knadle
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Steven Knuttila
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Paul Koch
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Doron Kochavi
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Peter Kohli
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Cynthia Komarek
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Sarah Komischke
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Galen Kopman
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Jerry Korchak
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Keith M. Kordich
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Marc Korsch
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Scott Kozak
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Christopher Kozak
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David Kraft
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Nicholas Kraiko
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Louis Kreisberg
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Roger Kroeger
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David Krumrey
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Chris Kubiak
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Darren Kubiak
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James Kujawski
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Mitchell Kurtz
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Gilbert Kuta
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Richard Labare
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Mark Lamendola
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Mark T. Lamkin
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Gregory Lane
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Jodie Lane
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Joseph LaScala, Jr.
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Joseph “Joe” Latour
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Marcello Lattuca
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Glenn Lattz
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Charles Laubach
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Brad Lawing
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Bradley Lay
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Elizabeth Layne
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Lloyd Layton
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Stan Leavitt
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Michael Thomas Lee
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Barry Lemay
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Douglas Leone
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Daniel Lerner
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Daniel Levine
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Frederick Levine
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Wenru Liang
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Robert Li
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Joseph Lianzo
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Anthony Liddle
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Jennifer Ling
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Travis Lippmann
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Michael Lipscomb
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Erik Littlejohn
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Brian Joseph Lockett
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Donald Logan
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Thomas Logue
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Eugene Long
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Narith Long
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Adam Michael Lopez
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Benjamin Louder, Jr.
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Andrew Lowe
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Ian Lowrey
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Edward Lubell
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Kenneth Luccioni
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Christian Luchetto
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Steven Luftschein
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Robert Luley, Jr.
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Adam Lunceford
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Michael Lyle
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James Edward Lyons
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John Maccoll
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Michael Mackay
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Chad Mackland
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Peter David Maller
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John Maloney
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Damian Mamane
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Michael Mancinelli
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Luigi Mancusi
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Michael Mandel
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Joseph Mangiapane
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Rita Mansour
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Ricky Mantei
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Genevieve Mar
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Philip Marchese
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Craig Mardany
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James Mariani
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Thomas Marino
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Peter Marketos
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John W. Marshall, Jr.
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Brian Marston
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Michael Martino
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Bryon Martinsen
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Scott Mass
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John Mateyko
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Michael Mathias
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Lynn Mathre
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Edward Matthes
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Daniel Maughan
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Aaron Maurer
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Michael J. May
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Hector May
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Bryan Mazliach
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Leonard McAbee
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Eugene McAdams
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Jeffrey Mcaleney
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Jason McBride
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Sean McCabe
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George McCaffrey
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Christopher McCaffrey
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Kevin McCallum
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Marlyn McClain
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Gregory McCloskey
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Kevin McCoy
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Kenneth McDonald
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Clarence McGill
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Paul McGonigle
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Jeffrey McHale
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James G. McKinney
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Bernard McLaughlin
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Kevin Meadows
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Robert C. Mehlin, Jr
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Dennis A. Mehringer, Jr.
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Dennis Mehringer, Jr.
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Gary Meier
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David Melilli
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Christine Memet
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Todd Mercer
Todd Mercer
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George C. Merhoff, Jr.
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Ronnie Metcalf
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James Mewhinny
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Robert Meyers
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Joseph Michaeletz
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Jerry Michna
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Matthew Mierzycki
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Andrew Miles
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Louis Mark Miller
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Wayne Miller
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Timothy R. Millis
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Justin Mitchell
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Ronald Molo
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Maziar Monshi
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Peter Douglas Monson
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Robert F. Montes
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Matthew Morris
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Michael Morrissett
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Loren Morrison
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William Morrow
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Philip Moshier
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Rabih Msallem
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Mirsad Muharemovic
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Matthew Muratori
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Stephen Murray
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Steven Musielski
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Bryan Musso
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Neal Nakagiri
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Dennis M. Nakamura
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Philip J. Nalesnik
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Guilford Nergard
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Christopher Neston
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Alan New
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Kenneth James New
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Lang Phu Nguyen
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Joshua Nicholas
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Stuart B. Nichols
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Eric Nicolassy
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Scott Niekamp
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Richard D. Niemann
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Michael Nigro
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Jeffrey Scott Nimmow
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German Nino
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Michael Nixon
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Martin Noonan
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Lee Nordstrom
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Michael Norton
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Robert Nyilas
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Timothy D. O’brien
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Gerald O’Halloran
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Daniel O’Neill
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Arthur Obermeier
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George Oldoerp
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Thomas Olexa
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Christopher Orlando
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John Orlando
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Peter Orlando
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William Ornstein
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Christopher Ortiz
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Eric Overvig
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Roger Owens
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Robert Pachciarz
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Donald Padilla
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Steven Pagartanis
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Thomas C. Pakes
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Sumitro Pal
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Scott Palmer
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Nicholas Palumbo
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Timothy Pandekakes
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Serge Parakhnevich
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Kishan Parikh
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John Pariser
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Shawn Elizabeth Parker
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Walter Parker
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Elvis Parkes
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Eldridge F. Parks
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James Parrelly
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Leona Lynn Parsons
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Aaron Parthemer
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Christopher Passero
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Stefan Pastor
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Megurditch (Mike) Patatian
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Xavier Patino
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Ronald Paull
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Stuart Pearl
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Joseph Peggs
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Duane Pellman
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Michael Pepe
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Mark Christopher Perry
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Cynthia Perry
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Murray Petersen
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Gary Pevey
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Christopher Phillips
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Samuel Bruce Phillips, Jr.
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Erik Pica
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Richard L Pittman
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Matthew Platnico
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Robin Platt
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Shimshon Plotkin
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Bryce Plyer
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Timothy Podell
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Daniel Poland
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Richard Poston
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Floyd Powell
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Joseph H. Pratt
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John Pronovost
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Antonio Gutierriez Puente
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Willard Pugh
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George Puliafico
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Jonathan Pyne
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Jonathan T. Pyne
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Ralph Quintana
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Nicholas Radke
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Brian Radoo
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Trevor Rahn
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Jerry Raines
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Kevin Rainwater
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John Raleigh
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Hector Ramos
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Dale Rampsberger
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Samuel Rankin
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James Rapisarda
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Michael Rappa
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Ryan Raskin
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Malcolm Reader
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Marc Reda
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Ray Reece
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Scott L. Reed
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Scott Wayne Reed
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Mark Reffett
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Sean Refsnider
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Clifford Reid
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Michael Resciniti
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Jorge A. Reyes
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Richard F. Reynolds
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Steven Reznick
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Jim Rhodes
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Gregory Ricker
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Victor A. Rigoni III
-
Victor Rigoni, III
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Tyler Rigsbee
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Ariel Rivero
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Mario Rivero, Jr.
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Ronald Roach
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David Aaron Rockwell
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David Rockwell
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Steven Rodemer
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Jesus Rodriguez
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Pedro Rodriguez
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Wilfred Rodriguez
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Ernest Romer
-
Joseph Roop
-
Michael Rosalia
-
Douglas J. Rosenberg
-
Philip Rosenweig
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Cecil Ross
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Ronald Rothchild
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Christopher Roumayeh
-
Rocco Roveccio
-
Michael Rubel
-
Daniel Rudden
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Edward Joseph Rudiger, Jr.
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Gregory Rusnak
-
Patrick Rynn
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Lori Ann Sacco
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Tariq Sales
-
Yousuf Saljooki
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Robert Salles
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Javelin “Jovi” Mikol San Nicolas
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Scott Alan Sanders
-
John J. Santariello
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Raymond Sardina
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Maureen Scalzo
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Kevin Schaefer
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Andrew Scheirer
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Timothy Scherwa
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Nicholas J. Schiano
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Kimberley Schkade-Hill
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Jon Schmidhammer
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John Schmidt
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David Scholl
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Stewart Schram
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Paul Schwan
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Harold Alan Schwartz
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James Bradley Schwartz
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Stanley Secor
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James Seijas
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Daryl Serizawa
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Theodore Serure
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Michael Severance
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George Shadie
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Manish Shah
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Eric Shanks
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Satya B. Shaw
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Christopher J. Shaw
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Christopher Shaw
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Ezri Shechter
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Izhar Shefer
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Michael F. Shillin
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Ivan Shore
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Edward Short
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Michael Shustek
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Anthony Sica
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Craig L. Siegel
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Michael Sievert
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Jeffrey Sigman
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Eric Silvestre
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Douglas Simanski
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Keith Simmons
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John Simoncic
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Michael Steven Sims
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William Sines
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Jasmit Singh
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Narinder Singh
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Christopher Sinkula
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John Slipek
John Slipek
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Stephen Sloane
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Philip Smelser
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Brenda Ann Smith
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Robert Scott Smith
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Bruce Smith
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Jeffrey Smith
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Tonya Smoake
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Barry Snyder
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Daniel Soliman
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Paul Soll
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Elizabeth Sollars
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Michael Solomon
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Nick Son
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Antoine Souma
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Thomas E. Sova
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John W. Spach
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Sanders Spangler
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Philip Sparacino
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Robert Spiegel
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Michael Spolar
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Cheryl Ann Stallings
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Jeffrey Stanga
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Robert Stanlick
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Thomas Stappas
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John Starke
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Alfonse Stazzone
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Peter Steege
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Tamara Steele
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Shaun Stein
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Brian Stephan
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Charles Stephens
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Dudley Stephens
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Paul Stetter
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Seth Stewart
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Brandon Stimpson
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Joshua Stivers
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Arlyn Stokesbary
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Jack D. Stone
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Douglas Stopkey
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Frederick Stow
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Thomas Stratton
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David J. Strnad
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Shlomo Strugano
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Eric Stuckey
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Stephen Sullivan
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Thomas Swan
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Stephen R. Swensen
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John Swon, IV
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Douglas Szempruch
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David Taddeo
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Stephen Takeda
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Ryan Tarjanyi
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Michael Tavel
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George Taylor
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Lee Taylor
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Donald Teboe
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Louis Anthony Telerico
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Larry Templin
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Bradley Tennison
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David Test
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Patrick Teutonico
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Raymond A. Thomas
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Dexter Thomas
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Jody Thompson
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William Thurmond
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Joseph Thurnherr
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Earle Tingley
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Joseph Todaro
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Jay “Clint” Tomlinson
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Lawrence Torres
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Nicholas Travascio
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Anthony Tricarico
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Derrick Trussell
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Nicholas Tsikitas
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Gregory Tucker
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Jerry Tuma
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Ricardo Turlan
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Edward Turley
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Robert Earl Turner
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Geoffrey Turner
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Jonathan Turner
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JP Turner
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John Tweardy
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Robert Tweed
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James Unger
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Howard Utz
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Alberto Valdes
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Steven Vander Velde
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Timothy Jan Vanlohuizen
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Jeffrey Vasiloff
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Frank Venturelli
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Erin Verespy
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Peter Viglione
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Judith Villareal
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Paul Vizanko
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David Volpe
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Herbert Voss, Jr.
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Gopi Vungarala
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John Douglas Wade
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Michael J. Wagner
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Keith Wakefield
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Mitchell Walk
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David R. Wall
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Lance Walston
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Louis Wargo
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Jeffrey Warren
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Gregory P. Washington
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Sean Waters
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Christopher Neil Watkins
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Heather Peterson Weber
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Harold Weber
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Juergen Weber
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Jeffrey Weiner
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Joseph John Weinrich
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David Weisberg
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Jay Weiser
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Paul David Weiss
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Jerry Michael Wells
Jerry Michael Wells
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David S. Wells
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Kenneth Welsh
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Christopher Wendel
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Larry Werbel
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Glenn Werner
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Eric Weschke
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Richard Wesselt
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Dwight West
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Jaime Westenbarger
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Richard “Rick” Whalen
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Stephen Whittaker
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Ronald Whittingham
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Henry Wieniewitz
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James Wilcox
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Scott Douglas Williams
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Gregory J. Williams
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Stephen Williams
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Ron Willoughby
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Kevin Wilson
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William Winchester
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Daniel Winger
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John Winslow
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Marc Winters
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Kyle Wittgren
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Joseph Woitkoski
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Barry Wold
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Scott Wolfrum
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Ashley Charles Woodard
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Donald Woods
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Bruce C. Worthington
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Dale Wright
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Ryan Wroblewski
Ryan Wroblewski
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Brian Wurdemann
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Sebastian Wyczawski
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John Wyshak
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Richard Yada
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Mitchell Yanow
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Glenn Yarbrough
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Robert Yasnis
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Mohamed Yassin
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Edward Yoon
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Mark E. Young
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Joseph P. Young
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Craig A. Zabala
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Edmund Zack
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Jason Zahtila
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Paul Zakhary
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Rushdi Zalatimo
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Linda Zara
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Jim Rhodes and Marilyn Zehntner
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Steven Zerbarini
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David Zupek
Attorney Matthew Wolper
Matt Wolper is a trial lawyer who focuses exclusively on securities litigation and arbitration. Mr. Wolper has handled hundreds of securities matters nationwide before the Financial Industry Regulatory Authority (FINRA), American Arbitration Association (“AAA”), JAMS, and in state and federal court. Mr. Wolper has handled and tried cases involving complex financial products and strategies ranging from traditional stocks and bonds to options, margin and other securities-based lending products, closed/open-end mutual funds, structured products, hedge funds, and penny stocks.
[Attorney Bio]