- March 15, 2019
- Cetera Advisors LLC
Donna J. Hines is a Financial Advisor at Cetera Advisors LLC in Weston, WV. Donna Hines has been in the securities industry since 2000 and previously worked at Edward Jones in St. Louis, Sammons Securities Cmpany in Ann Arbor and Investment Planners, Inc. in Weston, NY.
According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Donna Hines has 1 pending and 3 settled customer complaints disclosed on her CRD. The allegations are as follows:
- June 2018 – “CLIENTS CLAIM VAGUE ALLEGATIONS OF UNSUITABLE INVESTMENTS 2005-2018 ALONG WITH NEGLIGENCE, BREACH OF FIDICUARY DUTY, MISREPRESENTATIONS AND CONSTRUCTIVE/COMMON LAW FRAUD.” Alleged damages are $142,026.
- December 2015 – “CLAIMANT ALLEGED MISREPRESENTATION, OMISSISIONS, NEGLIGENCE, BREACHES RELATED TO THE RECEIPT OF VARIOUS ALTERNATIVE PRODUCTS FROM INHERITED ASSETS IN APPROXIMATELY 2011 ($340,000).” Settled for $100,000.
- December 2015 – “CLAIMANTS ALLEGED MISREPRESENTATION, OMISSIONS, NEGLIGENCE, AND BREACHES RELATED TO VARIOUS ALTERNATIVE PRODUCTS…” Settled for $100,000.
In addition, Donna Hines filed for bankruptcy in January 2019.
For a copy of the Donna Hines CRD, click https://brokercheck.finra.org/individual/summary/4275524#disclosuresSection
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