Understanding unsuitable investments is crucial for investors who want to protect their capital and achieve their investment goals. Unsuitable investments do not align with an investor’s investment profile, investment experience, risk tolerance, and investment time horizon. On the other hand, suitable investments are those that match an investor’s investment strategy and goals. Investors should be […]

Investing in the stock market can be a great way to grow your assets and make money. However, it also comes with risks and potential losses. In some cases, investors may suffer losses due to securities law violations by their financial advisors or firms. When this happens, securities litigation can be an option for recovery. […]

Arbitrating securities disputes can be a complex process, but it’s important to understand the basics to protect your interests and rights. Securing an experienced lawyer specializing in arbitration is vital to successfully navigating this process. This article will explore what you need to know about understanding the basics of securities arbitration and how it works. […]

Steven Netzel is an Investment Adviser and previously registered Broker. Broker’s Background He entered the securities industry in 2009 and previously worked for Madison Avenue Securities, LLC; Kalos Capital, Inc.; and Madison Avenue Securities, Inc. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the Financial Industry […]

Attention: All Investors Who Have Experienced Losses in the Sanford Bernstein/Alliance Bernstein Options Advantage Fund The Wolper Law Firm represents investors around the country who have lost money in complex options strategies.  Complex options strategies have become more popular for brokerage firms, registered investment advisers and other financial professionals, often times being sold as safe […]

Todd Ray Anderson is a dually registered Broker and Investment Adviser at Benchmark Investments, LLC in Tucson, AZ. Broker’s Background He entered the securities industry in 1988 and previously worked for Benchmark Advisory Services, LLC; Cetera Advisors, LLC; Geneos Wealth Management, Inc.; Hornor, Townsend & Kent, Inc.; NYLife Securities, Inc.; MetLife Securities, Inc.; and Metropolitan […]

Christopher Hartman is a previously registered Broker and previously registered Investment Adviser. Broker’s Background He entered the securities industry in 1988 and previously worked for Kovack Securities, Inc.; TKG Financial, LLC; Morgan Stanley Smith Barney; Citigroup Global Markets, Inc.; Lehman Brothers, Inc.; Smith Barney, Harris Upham & Co., Inc.; and Talley, McNeil & Co., Inc. […]

Eileen Cure is a previously registered Broker and previously registered Investment Adviser. Broker’s Background She entered the securities industry in 1992 and previously worked for LPL Financial, LLC; HD Vest Investment Services; Investment Management & Research, Inc.; and Merrill Lynch, Pierce, Fenner & Smith, Inc. Current And Past Allegations Of Conduct Leading To Investment Loss […]

John Femiano is a registered Broker and formerly registered Investment Adviser at Alexander Capital, LP in Red Bank, NJ.. Broker’s Background He entered the securities industry in 1991 and previously worked for A.G.P. / Alliance Global Partners; Aegis Capital Corp.; Wall Jacob Advisory Group, LLC; Obsidian Wealth Management, LLC; Obsidian Financial Group, LLC; JP Turner […]

Eric J. Garcia is a dually registered Broker and Investment Adviser at Infinex Investments, Inc. in Coral Gables, FL. Broker’s Background He entered the securities industry in 2011 and previously worked for Essex National Securities, LLC; and Morgan Stanley Smith Barney, LLC. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly […]