Case Results
$10 Million Settlement Against National Brokerage Firm in Securities Fraud Dispute
$1.25 Million Recovery Against National Brokerage Firm In Dispute Involving Theft And Failure To Supervise
$1 Million Recovery Against Registered Investment Advisor in Securities Fraud Dispute
$658,000 Settlement With An Insurance Carrier Of A Brokerage Involved In Selling A Ponzi Scheme Investment
$605,000 Individual Settlement Against National Insurance Company And Brokerage Firm.
$405,000 Recovery Against National Brokerage Firm And Financial Advisor In Dispute Involving Unsuitable Investments And Breach Of Fiduciary Duty
$275,000 Recovery Against National Brokerage Firm In Dispute Involving Breaches Of Fiduciary Duty
$240,000 Recovery In Breach Of Contract Dispute
$205,000 Recovery Against National Brokerage Firm Resulting From The Failure To Follow Account Instructions
$205,000 Individual Settlement Against National Insurance Company And Brokerage Firm.
$140,000 Settlement Against National Brokerage Firm In Dispute Involving Unsuitable Investments And Overconcentration
$105,000 Individual Settlement Against National Insurance Company And Brokerage Firm.
