Case Results
$10 Million
Settlement Against National Brokerage Firm in Securities Fraud Dispute
$1.25 Million
Recovery Against National Brokerage Firm In Dispute Involving Theft And Failure To Supervise
$$1.075 Million
Recovery Against Brokerage Firm For Unauthorized Trading And Unsuitable Investments
$1 Million
Recovery Against Registered Investment Advisor in Securities Fraud Dispute
$658,000
Settlement With An Insurance Carrier Of A Brokerage Involved In Selling A Ponzi Scheme Investment
$625,000
Recovery Against National Brokerage Firms For Misrepresentation, Unsuitability And Failure to Supervise
$605,000
Individual Settlement Against National Insurance Company And Brokerage Firm.
$486,000
Recovery Against Financing Corporation That Helped Facilitate An Investment Fraud
$470,000
Recovery Against National Brokerage Firm For Failure To Conduct Proper Due Diligence Of An Alternative Investment
$427,000
Recovery Against National Brokerage Firms For Misrepresentation, Breach of Fiduciary And Failure To Conduct Product Due Diligence
$405,000
Recovery Against National Brokerage Firm And Financial Advisor In Dispute Involving Unsuitable Investments And Breach Of Fiduciary Duty
$355,000
Recovery Against National Brokerage Firm For The Failure To Conduct Adequate Due Diligence Before Recommending A Securities Product
$275,000
Recovery Against National Brokerage Firm In Dispute Involving Breaches Of Fiduciary Duty
$257,500
Recovery Against Two National Brokerage Firms For Unsuitability And Failure To Conduct Proper Due Diligence Of An Alternative Investment
$240,000
Recovery In Breach Of Contract Dispute
$205,000
Recovery Against National Brokerage Firm Resulting From The Failure To Follow Account Instructions
$205,000
Individual Settlement Against National Insurance Company And Brokerage Firm.
$140,000
Settlement Against National Brokerage Firm In Dispute Involving Unsuitable Investments And Overconcentration
$105,000
Individual Settlement Against National Insurance Company And Brokerage Firm.
$395,000
Recovery Against National Brokerage Firms For Unsuitable Investment Recommendations, Failure To Supervise And Theft
$285,000
Recovery Against National Brokerage Firm For Unsuitable Investment Recommendations, Failure To Supervise And Theft
