April 01, 2020
Case Results
$275,000 Recovery Against National Brokerage Firm In Dispute Involving Breaches Of Fiduciary Duty
$10 Million Settlement Against National Brokerage Firm in Securities Fraud Dispute
$1 Million Recovery Against Registered Investment Advisor in Securities Fraud Dispute
$605,000 Individual Settlement Against National Insurance Company And Brokerage Firm.
$105,000 Individual Settlement Against National Insurance Company And Brokerage Firm.
$205,000 Individual Settlement Against National Insurance Company And Brokerage Firm.
$240,000 Recovery In Breach Of Contract Dispute
$140,000 Settlement Against National Brokerage Firm In Dispute Involving Unsuitable Investments And Overconcentration
$205,000 Recovery Against National Brokerage Firm Resulting From The Failure To Follow Account Instructions
