Case Results

$10 Million

Settlement Against National Brokerage Firm in Securities Fraud Dispute

$1.25 Million

Recovery Against National Brokerage Firm In Dispute Involving Theft And Failure To Supervise

$1 Million

Recovery Against Registered Investment Advisor in Securities Fraud Dispute

$658,000

Settlement With An Insurance Carrier Of A Brokerage Involved In Selling A Ponzi Scheme Investment

$625,000

Recovery Against National Brokerage Firms For Misrepresentation, Unsuitability And Failure to Supervise

$605,000

Individual Settlement Against National Insurance Company And Brokerage Firm.

$470,000

Recovery Against National Brokerage Firm For Failure To Conduct Proper Due Diligence Of An Alternative Investment

$427,000

Recovery Against National Brokerage Firms For Misrepresentation, Breach of Fiduciary And Failure To Conduct Product Due Diligence

$405,000

Recovery Against National Brokerage Firm And Financial Advisor In Dispute Involving Unsuitable Investments And Breach Of Fiduciary Duty

$355,000

Recovery Against National Brokerage Firm For The Failure To Conduct Adequate Due Diligence Before Recommending A Securities Product

$275,000

Recovery Against National Brokerage Firm In Dispute Involving Breaches Of Fiduciary Duty

$257,500

Recovery Against Two National Brokerage Firms For Unsuitability And Failure To Conduct Proper Due Diligence Of An Alternative Investment

$240,000

Recovery In Breach Of Contract Dispute

$205,000

Recovery Against National Brokerage Firm Resulting From The Failure To Follow Account Instructions

$205,000

Individual Settlement Against National Insurance Company And Brokerage Firm.

$140,000

Settlement Against National Brokerage Firm In Dispute Involving Unsuitable Investments And Overconcentration

$105,000

Individual Settlement Against National Insurance Company And Brokerage Firm.

$395,000

Recovery Against National Brokerage Firms For Unsuitable Investment Recommendations, Failure To Supervise And Theft

$285,000

Recovery Against National Brokerage Firm For Unsuitable Investment Recommendations, Failure To Supervise And Theft