$10million
Settlement Against National Brokerage Firm in Securities Fraud Dispute
$7.125million
Recovery Against A Nationally Known Registered Investment Advisor For Breach Of Fiduciary Duty And Failure To Supervise Arising Out Of A Failed Options Strategy
$2.3million
Recovery Against a Brokerage Firm for Elder Financial Abuse
$2.1million
Recovery Against Investment Advisory Firm For The Improper Sale Of Alternative Investments
$2million
Recovery Against National Brokerage Firm For Failure to Supervise a Broker Involved in a Ponzi Scheme
$2million
Recovery against SEC Registered Investment Advisor for Breach of Fiduciary Duty and Failure to Supervise in Connection with the Sale of Private Placements
$1.7million
Recovery against National Brokerage Firm for Elder Financial Abuse and Failure to Supervise
$1.25million
Recovery Against National Brokerage Firm In Dispute Involving Theft And Failure To Supervise
$1.075million
Recovery Against Brokerage Firm For Unauthorized Trading And Unsuitable Investments
$1.03million
Recovery Against National Brokerage Firm For Fraud And Failed Supervision Arising Out Of A Ponzi Scheme
$1million
Recovery against National Brokerage Firm For Failure to Supervise a Broker Involved in a Ponzi Scheme
$1million
Recovery Against Registered Investment Advisor in Securities Fraud Dispute
$900,000thousand
Recovery Against Insurance Company For Improperly Recommending A Premium Financed Life Insurance Transaction
$850,000thousand
Recovery against National Brokerage Firm for Misrepresentations Regarding the Sale of Annuity and Insurance Products
$660,000thousand
Recovery Against Registered Investment Adviser For Allowing Investment Adviser Representative To Sell Unregistered Securities
$658,000thousand
Settlement With An Insurance Carrier Of A Brokerage Involved In Selling A Ponzi Scheme Investment
$625,000thousand
Recovery Against National Brokerage Firms For Misrepresentation, Unsuitability And Failure to Supervise
$605,000thousand
Individual Settlement Against National Insurance Company And Brokerage Firm
$500,000thousand
Recovery Against National Brokerage Firm For Unsuitable Investments And Failure to Supervise on Behalf of Elderly Investor
$486,000thousand
Recovery Against Financing Corporation That Helped Facilitate An Investment Fraud
$470,000thousand
Recovery Against National Brokerage Firm For Failure To Conduct Proper Due Diligence Of An Alternative Investment
$427,000thousand
Recovery Against National Brokerage Firms For Misrepresentation, Breach of Fiduciary And Failure To Conduct Product Due Diligence
$405,000thousand
Recovery Against National Brokerage Firm And Financial Advisor In Dispute Involving Unsuitable Investments And Breach Of Fiduciary Duty
$400,000thousand
Recovery against National Brokerage Firm For Failure to Supervise a Broker Involved in a Ponzi Scheme
$395,000thousand
Recovery Against National Brokerage Firms For Unsuitable Investment Recommendations, Failure To Supervise And Theft
$355,000thousand
Recovery Against National Brokerage Firm For The Failure To Conduct Adequate Due Diligence Before Recommending A Securities Product
$325,000thousand
Recovery against National Brokerage Firm For Fraud and Failure to Supervise
$285,000thousand
Recovery Against National Brokerage Firm For Unsuitable Investment Recommendations, Failure To Supervise And Theft
$275,000thousand
Recovery Against National Brokerage Firm In Dispute Involving Breaches Of Fiduciary Duty
$257,500thousand
Recovery Against Two National Brokerage Firms For Unsuitability And Failure To Conduct Proper Due Diligence Of An Alternative Investment
$240,000thousand
Recovery In Breach Of Contract Dispute
$230,000thousand
Recovery against National Brokerage Firm For Fraud and Failure to Supervise
$225,000thousand
Recovery Against National Brokerage Firm For Excessive Trading And Unsuitability
$215,000thousand
Recovery Against National Brokerage Firm For The Sale Of Unsuitable Private Placements
$205,000thousand
Recovery Against National Brokerage Firm Resulting From The Failure To Follow Account Instructions
$205,000thousand
Individual Settlement Against National Insurance Company And Brokerage Firm
$200,000thousand
Recovery Against National Brokerage Firm For Unsuitable Investments, Breach Of Fiduciary Duty And Failure To Supervise
$200,000thousand
Recovery Against a National Brokerage Firm for Unauthorized Trading
$140,000thousand
Settlement Against National Brokerage Firm In Dispute Involving Unsuitable Investments And Overconcentration
$125,000thousand
Recovery Against National Brokerage Firm For Unsuitable Investments, Misrepresentations, Breach Of Fiduciary Duty And Failure To Supervise
$105,000thousand
Individual Settlement Against National Insurance Company And Brokerage Firm
“`
Attorney Matthew Wolper
Matt Wolper is a trial lawyer who focuses exclusively on securities litigation and arbitration. Mr. Wolper has handled hundreds of securities matters nationwide before the Financial Industry Regulatory Authority (FINRA), American Arbitration Association (“AAA”), JAMS, and in state and federal court. Mr. Wolper has handled and tried cases involving complex financial products and strategies ranging from traditional stocks and bonds to options, margin and other securities-based lending products, closed/open-end mutual funds, structured products, hedge funds, and penny stocks.
[Attorney Bio]