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Case Results

$10
million

Settlement Against National Brokerage Firm in Securities Fraud Dispute

$1.25
million

Recovery Against National Brokerage Firm In Dispute Involving Theft And Failure To Supervise

$1.075
million

Recovery Against Brokerage Firm For Unauthorized Trading And Unsuitable Investments

$1
million

Recovery Against Registered Investment Advisor in Securities Fraud Dispute

$658,000
thousand

Settlement With An Insurance Carrier Of A Brokerage Involved In Selling A Ponzi Scheme Investment

$625,000
thousand

Recovery Against National Brokerage Firms For Misrepresentation, Unsuitability And Failure to Supervise

$605,000
thousand

Individual Settlement Against National Insurance Company And Brokerage Firm

$500,000
thousand

Recovery Against National Brokerage Firm For Unsuitable Investments And Failure to Supervise on Behalf of Elderly Investor

$486,000
thousand

Recovery Against Financing Corporation That Helped Facilitate An Investment Fraud

$470,000
thousand

Recovery Against National Brokerage Firm For Failure To Conduct Proper Due Diligence Of An Alternative Investment

$427,000
thousand

Recovery Against National Brokerage Firms For Misrepresentation, Breach of Fiduciary And Failure To Conduct Product Due Diligence

$405,000
thousand

Recovery Against National Brokerage Firm And Financial Advisor In Dispute Involving Unsuitable Investments And Breach Of Fiduciary Duty

$395,000
thousand

Recovery Against National Brokerage Firms For Unsuitable Investment Recommendations, Failure To Supervise And Theft

$355,000
thousand

Recovery Against National Brokerage Firm For The Failure To Conduct Adequate Due Diligence Before Recommending A Securities Product

$275,000
thousand

Recovery Against National Brokerage Firm In Dispute Involving Breaches Of Fiduciary Duty

$257,500
thousand

Recovery Against Two National Brokerage Firms For Unsuitability And Failure To Conduct Proper Due Diligence Of An Alternative Investment

$240,000
thousand

Recovery In Breach Of Contract Dispute

$205,000
thousand

Recovery Against National Brokerage Firm Resulting From The Failure To Follow Account Instructions

$205,000
thousand

Individual Settlement Against National Insurance Company And Brokerage Firm.

$140,000
thousand

Settlement Against National Brokerage Firm In Dispute Involving Unsuitable Investments And Overconcentration

$285,000
thousand

Recovery Against National Brokerage Firm For Unsuitable Investment Recommendations, Failure To Supervise And Theft

$200,000
thousand

Recovery Against National Brokerage Firm For Unsuitable Investments, Breach Of Fiduciary Duty And Failure To Supervise

$125,000
thousand

Recovery Against National Brokerage Firm For Unsuitable Investments, Misrepresentations, Breach Of Fiduciary Duty And Failure To Supervise

$105,000
thousand

Individual Settlement Against National Insurance Company And Brokerage Firm.

Attorney Matthew Wolper

Attorney Matthew WolperMatt Wolper is a trial lawyer who focuses exclusively on securities litigation and arbitration. Mr. Wolper has handled hundreds of securities matters nationwide before the Financial Industry Regulatory Authority (FINRA), American Arbitration Association (“AAA”), JAMS, and in state and federal court. Mr. Wolper has handled and tried cases involving complex financial products and strategies ranging from traditional stocks and bonds to options, margin and other securities-based lending products, closed/open-end mutual funds, structured products, hedge funds, and penny stocks. [Attorney Bio]