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Category: Commonwealth Financial Network

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Financial Advisor Billy Stanage Jr. Barred by FINRA

Billy Stanage Jr. (CRD#: 4450674) was a previously registered broker and investment advisor at Commonwealth Financial Network, in Rio Rancho, NM. Broker’s Background He entered the securities industry in 2001. He previously worked for Commonwealth Financial Network; Securities America, Inc.; Foothill Securities, Inc.; Cetera Advisor Networks LLC; and  FFP Securities. Current and Past Allegations of […]

Financial Advisor Gerald Eaton (Commonwealth Financial Network) Customer Complaints

  Gerald Eaton (CRD # 2279093 was a former Financial Advisor at Commonwealth Financial Network in Acton, MA. Gerald Eaton previously worked at John Hancock Distributors. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on October 28, 2019, Gerald Eaton was discharged by Commonwealth Financial Network for allegedly engaging in […]

Financial Advisor Benjamin Bourgeois (Commonwealth Financial Network) Customer Complaints

Benjamin Bourgeois was formerly a Financial Advisor at Commonwealth Financial Network in Metanie, Louisiana.  Benjamin Bourgeois has been in the securities industry since 1991 and previously worked at LPL Financial and Sterne, Agee & Leach, Inc.   According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on May 28, 2019, FINRA […]

Financial Advisor James Austin King III (Commonwealth Financial Network) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against James Austin King III, a Financial Adviser at Commonwealth Financial Network in Greensboro, North Carolina.  James King III has been in the securities industry since the 1990s and previously worked at WS Griffith Securities.    According to publicly available records released by the Financial Industry Regulatory […]