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Category: Commonwealth Financial Network

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Former Commonwealth Financial Network Broker, Gerald Eaton, Barred By FINRA For Allegedly Fraudulently Distributing Money From Client Accounts

  Gerald Eaton (CRD # 2279093 was a former Financial Advisor at Commonwealth Financial Network in Acton, MA. Gerald Eaton previously worked at John Hancock Distributors. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on October 28, 2019, Gerald Eaton was discharged by Commonwealth Financial Network for allegedly engaging in […]

Former Commonwealth Financial Network Financial Advisor, Benjamin Bourgeois, Barred By FINRA For Allegedly Converting Customer Funds

Benjamin Bourgeois was formerly a Financial Advisor at Commonwealth Financial Network in Metanie, Louisiana.  Benjamin Bourgeois has been in the securities industry since 1991 and previously worked at LPL Financial and Sterne, Agee & Leach, Inc.   According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on May 28, 2019, FINRA […]

Financial Advisor, James Austin King III, Has Seven Customer Complaints, Five Of Which Have Resulted In Monetary Awards To Customers

The Wolper Law Firm is currently investigating claims against James Austin King III, a Financial Adviser at Commonwealth Financial Network in Greensboro, North Carolina.  James King III has been in the securities industry since the 1990s and previously worked at WS Griffith Securities.    According to publicly available records released by the Financial Industry Regulatory Authority […]