Ted Boutis (CRD#: 2951760) is a registered Broker and Investment Adviser at Ameriprise Financial Services, LLC in Mineola, NY. Broker’s Background He entered the securities industry in 1997 and previously worked for IDS Life Insurance Company. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the Financial […]

Brent Makarczyk (CRD#: 4278893) is a registered Broker and Investment Advisor at Ameriprise Financial Services, LLC in Nanticoke, PA. Broker’s Background He entered the securities industry in 2001 and previously worked for IDS Life Insurance Company; and Pruco Securities Corporation. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records […]

Francis Velten (CRD#: 2291911) is a previously registered Broker and Investment Advisor. Broker’s Background He entered the securities industry in 1997 and previously worked for Ameriprise Financial Services, LLC; Independent Financial Group, LLC; Summit Brokerage Services, Inc.; Gunnallen Financial, Inc.; and A.G. Edwards & Sons, Inc. Current And Past Allegations Of Conduct Leading To Investment […]

Arthur Grossbard (CRD#: 1020971) is a dually registered Broker and Investment Advisor at Ameriprise Financial Services, LLC in West Orange, NJ. Broker’s Background He entered the securities industry in 1982 and previously worked for Royal Alliance Associates, Inc.; New Century Financial Group, LLC; Financial Network Investment Corporation; and Pennsylvania Securities Company. Current And Past Allegations […]

Jonathan Turner (CRD#: 4853469) is a previously registered Broker and previously registered Investment Advisor. Broker’s Background He entered the securities industry in 2010 and previously worked for Ameriprise Financial Services, LLC. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in […]

Shawn Elizabeth Parker (CRD#: 1768234) is a previously registered Broker and previously registered Investment Advisor. Broker’s Background She entered the securities industry in 1987 and previously worked for Ameriprise Financial Services, LLC; and IDS Life Insurance Company. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the […]

Ronald S. Bright (CRD#: 2702179) is a dually registered Broker and Investment Advisor at Ameriprise Financial Services, LLC in Portland, OR. Broker’s Background He entered the securities industry in 1997 and previously worked for Edward Jones and Olde Discount Corporation. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records […]

Murray Petersen (CRD#: 1311730), also known as Todd Petersen, is a previously registered Broker and previously registered Investment Advisor.   Broker’s Background   He entered the securities industry in 1984 and previously worked for Ameriprise Financial Services, LLC; SCF Securities, Inc.; WFG Investments, Inc.; Commonwealth Financial Network; and Financial Network Investment Corporation.   Current And […]

Kevin Houser (CRD#: 2513167) was an Investment Advisor at Ameriprise Financial Services, LLC in Center Valley, PA. He entered the securities industry in 1994 and previously worked for LPL Financial, LLC; Wachovia Securities, LLC; Citigroup Global Markets, Inc.; and Merrill Lynch, Pierce, Fenner & Smith, Inc. According to publicly available records released by the Financial […]

Angel Bardeche (CRD#: 4698117) is a former broker and investment adviser who was employed by Ameriprise Financial Services, Inc. from 2012-2019. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA) on January 6, 2021, Angel Bardeche received a civil penalty of $10,000, disgorgement of $5,000, and a 9-month Suspension  beginning January […]