Category: Uncategorized

SEC Suspends Financial Advisor Larry Michaels for Trading without Customer’s Written Authorization

Larry Joseph Michaels (CRD#: 4351477) is a registered Broker and Financial Advisor with Crown Capital Securities, L.P., in Orange, CA.   Broker’s Background He entered the securities industry in 2001, and previously worked with Prudential Securities Incorporated; Pruco Securities Corporation; New England Securities; Crown Capital Securities, L.P.; J.P Turner & Company, LLC; and Legacy Advisory […]

Financial Advisor Andrew Schell has 20 FINRA Disclosures

Andrew David Schell (CRD#:6536347) is a previously registered broker and investment advisor. Broker’s Background He entered the securities industry in 2015 and previously worked for Merril Lynch, Pierce, Fenner & Smith Incorporated and D.A Davidson & Co. Current and Past Allegations of Conduct Leading to Investment Loss According to publicly available records released by the […]


The Story Behind Real Estate Investment Trusts and the Silver Star REIT   The Wolper Law Firm is currently investigating claims for those clients who have experienced investment loss in the Silver Star Properties Non-Traded Real Estate Investment Trust.  Non-Traded Real Estate Investment Trusts (“Non-traded REITs”) do not trade a public securities exchange.  For this […]

Understanding the Concept of Arbitration and Its Benefits for Investors

In the complex world of finance, understanding the concept of arbitration and its benefits for investors is crucial. Arbitration, a dispute resolution process outside the courtroom, offers several advantages over traditional litigation. It provides a more practical and cost-effective means to resolve conflicts between parties. The impartiality of arbitrators, typically experts in their field, ensures […]

Common Types of Unsuitable Investments and How to Avoid Them

Have you ever wondered why some investments are a complete disaster? You put your hard-earned money into a promising opportunity, only to watch it vanish. Well, my friend, let me introduce you to unsuitable investments. Unsuitable investments refer to those tempting opportunities that are simply unsuitable for you. They don’t align with your investment profile, […]

How a Securities Fraud Attorney Can Help Recover Your Losses

Have you experienced devastating stock market losses? Are you feeling overwhelmed and unsure about how to recover your hard-earned money? A securities fraud attorney may be the solution you’ve been searching for. Imagine this: you’ve invested your savings in the stock market, hoping for a brighter financial future. However, unforeseen circumstances have led to significant […]

Factors That Impact the Success Rate of Securities Litigation Cases

Do you know the factors that can make or break a securities litigation case? Understanding what determines the success rate in such legal battles is crucial. Securities litigation refers to legal disputes arising from violations of industry regulations and laws governing financial instruments such as stocks, bonds, and derivatives. These cases typically involve allegations of […]

How to Choose the Right Securities Litigation Attorney for Your Case

Regarding securities litigation, selecting the right attorney cannot be overstated. Having an experienced and knowledgeable attorney to represent you in a securities litigation case can be the difference between success and failure. Choosing the right attorney requires more than just finding someone with the right credentials; it requires careful consideration of the attorney’s experience, expertise, […]

Securities Litigation Impact on Publicly Traded Companies: A Deep Dive

Securities litigation is a serious matter for publicly traded companies, especially for litigated issuers and indicted firms. It can involve ongoing lawsuits and can greatly impact the stockholders. It refers to legal actions taken against these companies. When lawsuits happen, it can harm their reputation and finances. This affects shareholders and the market. Think of […]