Financial Advisor Roger Gallagher Barred by FINRA
March 26, 2025
- Categories:
- Uncategorized
Roger Albert Taft Gallagher (CRD#: 5513745) was a previously registered broker and investment advisor. Broker’s History He entered the securities industry in 2012 and previously worked with Morgan Stanley. Allegations of Misconduct According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in February 2025, without admitting or denying the findings, Gallagher […]