Category: Ameritas Investment Corp

Broker’s Background   Anthony Tianfeng Cheng (CRD #: 6242405) is formally a register broker and financial advisor at Waddell & Reed, Pruco Securities, LLC, Prudential Financial Planning Services, Ameritas Advisory Services and Ameritas Investment Company, LLC.   Current and Past Allegations of Conduct Leading to Investment Loss   According to publicly available records released by […]

Gary Barth (CRD # 2466996) is a Financial Advisor at Ameritas Investment Company, LLC in Kearney, NE. Gary Barth has been in the securities industry since 1994. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Gary Barth has been the subject of four (4) customer complaints, alleging sales practice misconduct: […]

James F. Anderson was a Financial Advisor at Ameritas Investment Corp. in Dakota Dunes, South Dakota.  James F. Anderson entered the securities industry in 2004 and worked at Ameritas Investment Corp. his entire career.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June 3, 2019, James F. Anderson was […]

The Wolper Law Firm, P.A. is currently investigating claims against Kristian Gaudet, a former Financial Adviser at Ameritas Investment Corp. in Cut Off, Louisiana. Kristian Gaudet has been in the securities industry since 2000 and previously worked at The Advisors Group.   According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

The Wolper Law Firm, P.A. is currently investigating claims against John Kittner, a former Financial Advisor at Ameritas Investment Corp. in Mesa, Arizona. John Kittner has been in the securities industry since the 2001 and previously worked at Wells Fargo. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on October […]