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Category: Ameritas Investment Corp

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Ameritas Investment Company, LLC Broker, Gary Barth, Has Pending Customer Complaint For The Sale Of A Real Estate Investment Trust Investment

Gary Barth (CRD # 2466996) is a Financial Advisor at Ameritas Investment Company, LLC in Kearney, NE. Gary Barth has been in the securities industry since 1994. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Gary Barth has been the subject of four (4) customer complaints, alleging sales practice misconduct: […]

Former Ameritas Investment Corp. Financial Advisor, James F. Anderson, Barred By FINRA

James F. Anderson was a Financial Advisor at Ameritas Investment Corp. in Dakota Dunes, South Dakota.  James F. Anderson entered the securities industry in 2004 and worked at Ameritas Investment Corp. his entire career.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June 3, 2019, James F. Anderson was […]

Financial Advisor, Kristian Gaudet, Barred By FINRA For Allegedly Using Customer Funds For Personal Use

The Wolper Law Firm is currently investigating claims against Kristian Gaudet, a former Financial Adviser at Ameritas Investment Corp. in Cut Off, Louisiana. Kristian Gaudet has been in the securities industry since 2000 and previously worked at The Advisors Group.   According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Financial Advisor, John Kittner, Sanctioned By FINRA For Allegedly Exercising Discretion In Accounts Of Elderly Clients

The Wolper Law Firm is currently investigating claims against John Kittner, a former Financial Advisor at Ameritas Investment Corp. in Mesa, Arizona. John Kittner has been in the securities industry since the 2001 and previously worked at Wells Fargo. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on October 4, […]