Category: Alexander Capital

Broker’s Background   Robert Lloyd Omohundro (CRD #: 2415942) is registered with Alexander Capital, L.P. and Alexander Capital Wealth Management LLC in Atlanta, GA. Omohundro’s past employers include Centaurus Financial, Inc., JP Turner & Company Capital Management, LLC, J.P. Turner & Company, L.L.C., MML Investors Services, Inc., Wachovia Securities Financial Network, LLC, Raymond James Financial […]

Former Alexander Capital, L.P. Broker and Investment Advisor Roger Allan Roemmich Barred   Broker’s Background   Roger Allan Roemmich (CRD #: 1293322) is formally a register broker and financial advisor at Alexander Capital, L.P., Alexander Capital Wealth Management LLC, Retirement Cash Flow Group, LLC, Dempsey Lord Smith, LLC, Roger’s Retirement Readiness Alliance LLC, Coastal Equities, […]

Barry Todd Eisenberg (CRD#: 2313107) and Philip Noto (CRD#: 4837180) were both registered brokers at Alexander Capital, L.P., in New York. Broker’s History Barry Eisenberg entered the securities industry in 1993, and previously worked with Royce Investment Group, Inc.; Marlowe & Company (FINRA expelled the firm in 2001); Clearing Services of America, Inc.; DIF Securities […]

John Femiano is a registered Broker and formerly registered Investment Adviser at Alexander Capital, LP in Red Bank, NJ.. Broker’s Background He entered the securities industry in 1991 and previously worked for A.G.P. / Alliance Global Partners; Aegis Capital Corp.; Wall Jacob Advisory Group, LLC; Obsidian Wealth Management, LLC; Obsidian Financial Group, LLC; JP Turner […]

Jody Thompson (CRD # 2391190) was a Financial Advisor at Alexander Capital L.P. in New York, NY. Jody Thompson has been in the securities industry since 1994 and previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Paineweber Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

William Thurmond is a former Financial Advisor at Alexander Capital, LP in New York, NY.  Alan Appelbaum has been in the securities industry since 1996 and previously worked at EDI Financial, Inc. in El Paso, Texas.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on April 12, 2019, William Thurmond […]