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Category: Alexander Capital

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Financial Adviser John Femiano Has Five Disclosed Customer Complaints

John Femiano is a registered Broker and formerly registered Investment Adviser at Alexander Capital, LP in Red Bank, NJ.. Broker’s Background He entered the securities industry in 1991 and previously worked for A.G.P. / Alliance Global Partners; Aegis Capital Corp.; Wall Jacob Advisory Group, LLC; Obsidian Wealth Management, LLC; Obsidian Financial Group, LLC; JP Turner […]

Financial Advisor Jody Thompson (Alexander Capital, LP) Customer Complaints

Jody Thompson (CRD # 2391190) was a Financial Advisor at Alexander Capital L.P. in New York, NY. Jody Thompson has been in the securities industry since 1994 and previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Paineweber Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Financial Advisor William Thurmond (Alexander Capital, LP) Customer Complaints

William Thurmond is a former Financial Advisor at Alexander Capital, LP in New York, NY.  Alan Appelbaum has been in the securities industry since 1996 and previously worked at EDI Financial, Inc. in El Paso, Texas.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on April 12, 2019, William Thurmond […]