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Category: LPL Financial

Financial Advisor Eileen Cure Has Two Disclosed Customer Complaints

Eileen Cure (CRD#: 2224269) is a previously registered Broker and an Investment Adviser. Broker’s Background She entered the securities industry in 1992 and previously worked for LPL Financial, LLC; HD Vest Investment Services; Investment Management & Research, Inc.; and Merrill Lynch, Pierce, Fenner & Smith, Inc. Current And Past Allegations Of Conduct Leading To Investment […]

Former Financial Advisor Bradley Goodbred The Subject of An SEC Enforcement Action For Theft

Bradley Goodbred (CRD#: 3184210) is a previously registered Broker and a previously registered Investment Advisor. Broker’s Background He entered the securities industry in 1999 and previously worked for LPL Financial, LLC; and Banc One Securities Corporation. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the Financial […]

Financial Advisor Christopher Wright Has Four Disclosed Customer Complaints

Christopher Wright (CRD#: 4134973) is a dually registered Broker at Center Street Securities, Inc., and a registered Investment Advisor at Wright Wealth Management Group in Prescott, AZ. Broker’s Background He entered the securities industry in 2000 and previously worked for Multi-Financial Securities Corporation; Linsco/Private Ledger Corp.; and H.D. Vest Investment Services. Current And Past Allegations […]

Financial Advisor Kevin McCallum (LPL Financial LLC) Customer Complaints

Kevin McCallum (CRD#: 2222586) is a previously registered Broker and Investment Advisor. Broker’s Background He entered the securities industry in 1993 and previously worked for LPL Financial, LLC; NBC Securities, Inc.; Colonial Brokerage, Inc.; and Amsouth Investment Services, Inc. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released […]

Financial Advisor Michael Barranco (LPL Financial LLC) Customer Complaints

Michael Barranco (CRD#: 4825738) is a registered Investment Advisor and previously registered Broker. Broker’s Background He entered the securities industry in 2004 and previously worked for LPL Financial, Inc.; and Raymond James Financial Services, Inc. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the Financial Industry […]

Financial Advisor Michael Mandel (LPL Financial LLC) Customer Complaints

Michael Mandel (CRD#: 4939165) is a previously registered Broker and previously registered Investment Advisor. Broker’s Background He entered the securities industry in 2005 and previously worked for LPL Financial, LLC; Royal Alliance Associates, Inc.; and UBS Financial Services, Inc.. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released […]

Financial Advisor Howell Ferguson (LPL Financial LLC) Customer Complaints

Howell Ferguson (CRD#: 4400990) is a previously registered Broker. Broker’s Background He entered the securities industry in 2001 and previously worked for LPL Financial, LLC; Uvest Financial Services Group, Inc.; DFC Investor Services; and Edward Jones. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the Financial […]

Financial Advisor Scott Bremus (LPL Financial LLC) Customer Complaints

Scott Bremus (CRD#: 4073006) is a previously registered Broker and previously registered Investment Advisor. Broker’s Background He entered the securities industry in 2000 and previously worked for LPL Financial, LLC; Sterne Agee Financial Services, Inc.; Morgan Stanley Smith Barney; Citigroup Global Markets, Inc.; and Merrill Lynch, Pierce, Fenner & Smith, Inc. Current And Past Allegations […]

Financial Advisor Lee Nordstrom (LPL Financial LLC) Customer Complaints

Lee Nordstrom (CRD#: 2248261) is a previously registered Broker and previously registered Investment Advisor. He entered the securities industry in 1992 and previously worked for LPL Financial, LLC; Vorpahl Wing Securities; Partners Investment Network, Inc.; Wells Fargo Advisors, LLC; Prudential Securities, Inc; Painewebber Inc.; and Dean Witter Reynolds, Inc.   According to publicly available records […]

Financial Advisor Eric Hollifield (LPL Financial LLC) Customer Complaints

Eric Hollifield (CRD#: 3091319) is a previously registered Broker and previously registered Investment Advisor. He entered the securities industry in 1998 and previously worked for LPL Financial, LLC; Sterne Agee Financial Services, Inc.; H&R Block Financial Advisors, Inc; and Merrill Lynch, Pierce, Fenner & Smith, Inc.   According to publicly available records released by the […]