Geneos Wealth Management Fraud and/or Investment Loss Customer Complaint Disclosures
Geneos Wealth Management: CRD#: 120894/SEC#: 801-62331,8-65357
The firm is headquartered in Centennial, Colorado.
It was founded by Russell Diachok in 2002 and currently has nearly $3.3 billion in assets. Geneos Wealth Management holds 52 licenses for U.S. States and Territories. There have been five disclosures made since 2020.
Genos Wealth Management Investment Advisor Richard Braverman Has Two Customer Complaints Alleging Unsuitable Investments
By wolper | August 17, 2021
Richard Braverman (CRD#: 1023227) is a dually registered Broker and Investment Advisor at Genos Wealth Management, Inc. in Lancaster, PA. He entered the securities industry in 2005 and previously worked for FSC Securities Corporation; Braverman Financial Associates; Royal Alliance Associates, Inc.; Keogler, Morgan & Company, Inc.; Hibbard Brown & Co., [....] Read More →
Independent Financial Group Financial Advisor, Brian Lockett, Has Nine Customer Complaints And A FINRA Suspension Reported On His CRD
By wolperdev | November 21, 2019
Brian Joseph Lockett (CRD # 4573162) is a Financial Advisor at Independent financial Group, LLC in Lynnwood, WA. Brian Lockett has been in the securities industry since 2002 and previously worked at Geneos Wealth Management, Inc. and Commonwealth Financial Network. According to publicly available records released by the Financial Industry [....] Read More →
By wolperdev | July 3, 2018
The Wolper Law Firm is currently investigating claims against Bradley Tennison, a former Financial Advisor at Geneos Wealth Management, Inc. in Mesa, Arizona. Bradley Tennison first entered the securities industry in 1992 and previously worked for Oberlin Financial Corp. and First Allied Securities. According to publicly available records released by [....] Read More →