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Oppenheimer & Co. Fraud and/or Investment Loss Customer Complaint Disclosures

Oppenheimer & Co.: (CRD#:249/SEC#: 801-887,8-4077)

 
Oppenheimer & Co. Inc., was founded in 1881 by Harris Fahnestock, and is headquartered in New York, New York. The parent company is Viner Finances, Inc.

Other names this firm uses are:

  • Carolan Division of Oppenheimer & Co. Inc.
  • Fahnestock Asset Management Division of Oppenheimer & Co. Inc.
  • Fahnestock Division of Oppenheimer & Co. Inc.
  • First of Michigan Division
  • Pearl Street Investment Management Division of Oppenheimer & Co. Inc.
  • Reparian Partners Division of Oppenheimer & Co. Inc.

Oppenheimer & Co. trades on the NYSE as NYSE: OPY, Russell 2000 Component and has over 3,500 employees.

Oppenheimer & Co. Financial Advisor, Demos Argyros, Has Five Customer Complaint Disclosures, Including One Pending Complaint

By mwolper | Jun 13, 2019

Demos Argyros is a Financial Advisor at Oppenheimer & Co. in St. Louis.  Demos Argyros entered the securities industry in 1986 and previously worked at CIBC World Markets. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Demos Argyros  has five (5) customer complaint disclosures reflected on his permanent record maintained […] Read More →

Attorney Matthew Wolper

Attorney Matthew WolperMatt Wolper is a trial lawyer who focuses exclusively on securities litigation and arbitration. Mr. Wolper has handled hundreds of securities matters nationwide before the Financial Industry Regulatory Authority (FINRA), American Arbitration Association (“AAA”), JAMS, and in state and federal court. Mr. Wolper has handled and tried cases involving complex financial products and strategies ranging from traditional stocks and bonds to options, margin and other securities-based lending products, closed/open-end mutual funds, structured products, hedge funds, and penny stocks. [Attorney Bio]