• April 19, 2024
• Securities America

Blake Robert Lynch (CRD#: 6650717) is a registered broker with Securities America, Inc. in Omaha, NE.

Broker’s Background

He entered the securities industry in 2017 and previously worked with Securian Financial Services, Inc., and Cetera Advisor Networks LLC.

Allegations of Misconduct

According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in February 2024, Blake Lynch became the subject of allegations including, “violations of firm policies and procedures relating to customer signatures.” As a result, Cetera Advisor Networks LLC discharged Blake Lynch.

For a copy of Blake Lynch’s FINRA BrokerCheck, click here.

We Help Investors Recover Investment Losses

FINRA regulations require that a customer’s written authorization is required before a broker-dealer can carry out transactions in the customer’s account. In addition, the broker-dealer’s member firm needs to approve the broker-dealer’s authorization. These measures are intended to protect the customer. Discretionary trading allows the broker-dealer to unilaterally decide to buy or sell securities at any price and not have to check with the client first. Exercising discretion without authorization can be costly to investors, and broker-dealers and their member firms, too.

 

The Wolper Law Firm represents investors nationwide in securities litigation and arbitration on a contingency fee basis. Matt Wolper, the Managing Principal of the Wolper Law Firm, is a trial lawyer who has handled hundreds of securities cases during his career involving a wide range of products, strategies and securities. Prior to representing investors, he was a partner with a national law firm, where he represented some of the largest banks and brokerage firms in the world in securities matters. We can be reached at (800) 931-8452 or by email at mwolper@wolperlawfirm.com.