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Centaurus Financial, Inc. Fraud and/or Investment Loss Customer Complaint Disclosures

Centaurus Financial, Inc.: (CRD#:30833/SEC#: 801-56882,8-45185)

 
Centaurus Financial Inc., is located in Anaheim, California and is owned by Stephen Mark Kremer (owns 5 percent but less than 10 percent) and Michael Peter Rubino (owns 5 percent but less than 10 percent). They are registered in 53 States and Territories. Centaurus Financial Inc. has over 650 financial advisors and over $10 billion in assets under management.

Wolper Law Firm, P.A. Investigates Centaurus Financial, Inc. Regarding The Sale Of Structured Notes, Steepener Notes and Variable Rate Certificates of Deposit (CDs)

By mwolper | May 16, 2019

Wolper Law Firm, P.A. announces that it is investigating brokerage firm Centaurus Financial, Inc. regarding its sales practices relating to structured notes, steepener notes, variable rate certificates of deposit (CDs) and other long-term, illiquid securities.     Structured notes and steepener notes are complex investment products that pay variable interest that often times have long-term maturity […] Read More →

Centaurus Financial Advisor, Dana Hawkins, Has Three Customer Complaints

By mwolper | May 13, 2019

Dana M. Hawkins is a Financial Advisor at Centaurus Financial, Inc. in Lexington, South Carolina.  Dana Hawkins has been in the securities industry since 2011 and previously worked at J.P. Turner & Company, LLC. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Dana Hawkins is the subject of three pending […] Read More →

INVESTOR ALERT: Centaurus Financial Advisor, John Marshall, Jr., Has A Pending Customer Complaint

By mwolper | Apr 1, 2019

John W. Marshall, Jr. is a Financial Advisor at Centaurus Financial, Inc. in Lexington, South Carolina.  John Marshall, Jr. has been in the securities industry since 1997 and previously worked at D.E. Frey & Company, Inc., First Allied Securities, Inc., Gunnallen Financial, Inc. and J.P. Turner & Company, Inc.  According to publicly available records released […] Read More →

Centaurus Financial Broker, Marc Korsch, Has Had Two Customer Complaints Since 2017, Alleging Unsuitability

By mwolper | Dec 29, 2018

The Wolper Law Firm is currently investigating claims against Marc Korsch, a Financial Advisor at Centaurus Financial in Port Charlotte, Florida.  Marc Korsch has been in the securities industry since 2009 and previously worked at Trustmont Financial Group.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in April 2018, a […] Read More →

INVESTOR ALERT—Centaurus Broker Carol Holm Has Twenty Customer Complaints

By mwolper | Aug 9, 2018

The Wolper Law Firm is currently investigating claims against Carol Holm a Financial Advisor at Carol Holm Financial and Centaurus Financial in Blackfoot, Idaho.  Carol Holm has been in the securities industry since the 1980s and previously worked at Princor Financial Services and Equity Services. According to publicly available records released by the Financial Industry […]

INVESTOR ALERT—Centaurus Broker William (“Bill”) Burks Has Pending Customer Complaint Alleging Damages Of $415,000

By mwolper | Aug 9, 2018

The Wolper Law Firm is currently investigating claims against William Burks, a Financial Advisor at Centaurus Financial in Flower Mound, Texas.  William Burks has been in the securities industry since the 1990s and previously worked at PFS Investments, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), since 2010, William […] Read More →

INVESTOR ALERT—Centaurus Broker Donnie Ingram Has Nine Customer Complaint Since 2012

By mwolper | Aug 9, 2018

The Wolper Law Firm is currently investigating claims against Donnie Ingram, a Financial Advisor at Centaurus Financial in Winter Haven, FL  Donnie Ingram has been in the securities industry since the 1980s and previously worked at Investors Capital Corp. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), since 2012, Donnie […] Read More →

INVESTOR ALERT—Centaurus Financial Broker, Bryon Martinsen, Has Pending Complaint Alleging Fraud And Unsuitability

By mwolper | Aug 9, 2018

The Wolper Law Firm is currently investigating claims against Bryon Martinsen, a Financial Advisor at Centaurus Financial in Northport, NY.  Bryon Martinsen has been in the securities industry since the 1990s and previously worked at AXA Advisors. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June 25, 2018, a […] Read More →

INVESTOR ALERT—Centaurus Financial Broker, Ralph Quintana, Has Pending Customer Complaint For Allegedly Failing To Disclose Material Facts Regarding An Investment

By mwolper | Aug 9, 2018

The Wolper Law Firm is currently investigating claims against Ralph Quintana, a Financial Advisor at Centaurus Financial in Upland, California.  Ralph Quintana has been in the securities industry since the 1990s and previously worked at LPL Finanical. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on April 11, 2018, a […] Read More →

Attorney Matthew Wolper

Attorney Matthew WolperMatt Wolper is a trial lawyer who focuses exclusively on securities litigation and arbitration. Mr. Wolper has handled hundreds of securities matters nationwide before the Financial Industry Regulatory Authority (FINRA), American Arbitration Association (“AAA”), JAMS, and in state and federal court. Mr. Wolper has handled and tried cases involving complex financial products and strategies ranging from traditional stocks and bonds to options, margin and other securities-based lending products, closed/open-end mutual funds, structured products, hedge funds, and penny stocks. [Attorney Bio]