First Allied Securities, Inc. Fraud and/or Investment Loss Customer Complaint Disclosures

First Allied Securities, Inc.: (CRD#:32444/SEC#: 801-47805,8-46167)

This firm was founded in New York in 1993. Today, it is headquartered in San Diego, California and has account assets of $28 billion with approximately $277 million in revenue. It is licensed in 53 States and Territories and does business under 139 other names.

The Wolper Law Firm Has Filed An Arbitration Claim Against First Allied Securities, Inc. Regarding The Improper Sale Of Sears Bonds And Preferred Stock And A Speculative Penny Stock

By mwolper | Mar 25, 2019

In March 2019, the Wolper Law Firm, P.A. filed an arbitration claim against First Allied Securities, Inc. before the Financial Industry Regulatory Authority (FINRA).  The arbitration relates to alleged sales practice misconduct committed by First Allied Securities Financial Advisor, Jeffrey Bahary, who is located in the Eatontown, NJ branch office.  The Statement of Claim seeks […]

Attorney Matthew Wolper

Attorney Matthew WolperMatt Wolper is a trial lawyer who focuses exclusively on securities litigation and arbitration. Mr. Wolper has handled hundreds of securities matters nationwide before the Financial Industry Regulatory Authority (FINRA), American Arbitration Association (“AAA”), JAMS, and in state and federal court. Mr. Wolper has handled and tried cases involving complex financial products and strategies ranging from traditional stocks and bonds to options, margin and other securities-based lending products, closed/open-end mutual funds, structured products, hedge funds, and penny stocks. [Attorney Bio]