- June 21, 2020
- Pruco Securities
Matthew Muratori (CRD # 625563) was a Financial Advisor at Pruco Securities in Tampa, FL. Matthew Muratori has been in the securities industry since 2017 and previously worked at Foresters Financial Services.
According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June 8, 2020, FINRA sanctioned Matthew Muratori, barring him from associating with any FINRA member brokerage firm. Effectively, this means that Matthew Muratori is unable to work as a registered Financial Advisor. It is alleged Matthew Muratori engaged in the conversion of assets within the account of an elderly customer. According to the FINRA Sanction:
“Without admitting or denying the findings, Muratori consented to the sanction and to the entry of findings that he refused to appear for on-the-record testimony or to produce documents and information requested by FINRA in connection with its investigation into his potential involvement in the conversion of funds belonging to a senior customer at his member firm.”
For a copy of the FINRA Sanction, click https://brokercheck.finra.org/individual/summary/6255633.
For a copy of Matthew Muratori’s CRD, click https://brokercheck.finra.org/individual/summary/6255633.
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