- June 21, 2020
- Pruco Securities
Matthew Muratori (CRD # 625563) was a Financial Advisor at Pruco Securities in Tampa, FL. Matthew Muratori has been in the securities industry since 2017 and previously worked at Foresters Financial Services.
According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June 8, 2020, FINRA sanctioned Matthew Muratori, barring him from associating with any FINRA member brokerage firm. Effectively, this means that Matthew Muratori is unable to work as a registered Financial Advisor. It is alleged Matthew Muratori engaged in the conversion of assets within the account of an elderly customer. According to the FINRA Sanction:
“Without admitting or denying the findings, Muratori consented to the sanction and to the entry of findings that he refused to appear for on-the-record testimony or to produce documents and information requested by FINRA in connection with its investigation into his potential involvement in the conversion of funds belonging to a senior customer at his member firm.”
For a copy of the FINRA Sanction, click https://brokercheck.finra.org/individual/summary/6255633.
For a copy of Matthew Muratori’s CRD, click https://brokercheck.finra.org/individual/summary/6255633.
The Wolper Law Firm represents investors nationwide in securities litigation and arbitration on a contingency fee basis. Matt Wolper, the Managing Principal of the Wolper Law Firm, is a trial lawyer who has handled hundreds of securities cases during his career involving a wide range of products, strategies and securities. Prior to representing investors, he was a partner with a national law firm, where he represented some of the largest banks and brokerage firms in the world in securities matters. We can be reached at 800.931.8452 or by email at mwolper@wolperlawfirm.com.
Attorney Matthew Wolper
Matt Wolper is a trial lawyer who focuses exclusively on securities litigation and arbitration. Mr. Wolper has handled hundreds of securities matters nationwide before the Financial Industry Regulatory Authority (FINRA), American Arbitration Association (“AAA”), JAMS, and in state and federal court. Mr. Wolper has handled and tried cases involving complex financial products and strategies ranging from traditional stocks and bonds to options, margin and other securities-based lending products, closed/open-end mutual funds, structured products, hedge funds, and penny stocks. [Attorney Bio]