Michael Craig Brickman (CRD#:4042866) was a previously registered broker. Broker’s History He entered the securities industry in 2000 and previously worked with Nathan & Lewis Securities, Inc.; Walnut Street Securities, Inc.; Prime Capital Services, Inc.; Lincoln Investment Planning, Inc.; Jackson National Life Distributors LLC; Hartford Equity Sales Company Inc.; and Pruco Securities, LLC. Allegations of […]

James P. Pelletiere (CRD#: 2628708) is a previously registered broker.   Broker’s Background He entered the securities industry in 1998 and previously worked with NYLife Securities, Inc.; Park Avenue Securities, LLC; MML Investors Securities, LLC; and Pruco Securities, LLC.   Current and Past Allegations of Conduct Leading to Investment Loss According to publicly available records […]

Fernando Corcuchia (CRD#: 5394734) was a previously registered broker. Broker’s Background He entered the securities industry in 2009 and previously worked with New England Securities; NYLife Securities LLC; and Pruco Securities, LLC. Allegations of Misconduct According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in April 2024, Fernando Corcuchia became the […]

Lee Diedrich (CRD#: 2636095) was dually registered as a Broker and Investment Advisor. Broker’s Background He entered the securities industry in 1995 and previously worked for Pruco Securities, LLC. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in November 2022, […]

Jeffrey Weiner (CRD#: 2476604) is a previously registered Broker. Broker’s Background He entered the securities industry in 1994 and previously worked for Pruco Securities, LLC; MML Investors Services, LLC; MSI Financial Services, Inc.; and Metropolitan Life Insurance Company. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by […]

Alexis Cooke (CRD#: 5598604) is a previously registered Broker who worked at Pruco Securities, LLC in Brooklyn, NY. Alexis Cooke entered the securities industry in 2009 and previously worked for NYLife Securities, LLC; Wells Fargo Advisors, LLC; J.P. Morgan Securities, LLC; and Chase Investment Services Corp. According to publicly available records released by the Financial […]

Robert Luley, Jr. (CRD # 4176139) was a Financial Advisor at Madison Avenue Securities in Clover, South Carolina. Robert Luley, Jr. has been in the securities industry since 2000 and previously worked at Steele Allstate Financial Advisors, Park Avenue Securities and NFP Securities. Robert Luley, Jr. currently works at Pruco Securities and is dually registered […]

Matthew Muratori (CRD # 625563) was a Financial Advisor at Pruco Securities in Tampa, FL. Matthew Muratori has been in the securities industry since 2017 and previously worked at Foresters Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June 8, 2020, FINRA sanctioned Matthew Muratori, barring him […]

The Wolper Law Firm, P.A. is currently investigating claims against Michael Arteca, a Financial Advisor at Pruco Securities in Matawan, New Jersey.  Michael Arteca has been in the securities industry since the 2002 and previously worked for New England Securities and Maxim Group. According to publicly available records released by the Financial Industry Regulatory Authority […]