May 18, 2023
Steven Netzel is an Investment Adviser and previously registered Broker. Broker’s Background He entered the securities industry in 2009 and previously worked for Madison Avenue Securities, LLC; Kalos Capital, Inc.; and Madison Avenue Securities, Inc. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the Financial Industry […]
July 18, 2022
Ann Werts (CRD#: 5057784) is a dually registered Investment Advisor and Broker at Madison Avenue Securities, LLC in Lakewood, CO. Broker’s Background She entered the securities industry in 2006 and previously worked for CL Wealth Management, LLC; Cabot Lodge Securities, LLC; Allied Beacon Partners, Inc.; Titan Securities; Community Bankers Securities, LLC; Securities America Advisors, Inc.; […]
December 19, 2020
Robert Luley, Jr. (CRD # 4176139) was a Financial Advisor at Madison Avenue Securities in Clover, South Carolina. Robert Luley, Jr. has been in the securities industry since 2000 and previously worked at Steele Allstate Financial Advisors, Park Avenue Securities and NFP Securities. Robert Luley, Jr. currently works at Pruco Securities and is dually registered […]
October 27, 2019
Jeffrey Dixson (CRD # 4166311) is a Financial Advisor at Madison Avenue Securities in Vancouver, Washington. Jeffrey Dixson has been in the securities industry since 2000 and previously worked at Pacific West Securities and Intersecurities, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Jeffrey Dixson has had five customers […]
September 12, 2019
Satya B. Shaw (CRD # 1229175) was a Financial Advisor at Center Street Securities, Inc. in Wesley Chapel, FL. Satya Shaw has been in the securities industry since 1984 and previously worked at Madison Avenue Securities, AXA Advisors, MONY Securities, NYLife Securities, Corwall Securities and Lakshmi Investment Corp. According to publicly available records released by […]
September 24, 2018
The Wolper Law Firm, P.A. is currently investigating claims against David Barber, a former Financial Advisor at Madison Avenue Securities in San Diego, CA. David Barber has been in the securities industry since the 1980s and previously worked at Fist Midwest Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]
August 22, 2018
The Wolper Law Firm, P.A. is currently investigating claims against James Geake, a Financial Advisor at Madison Avenue Securities in Skokie, Illinois. James Geake has been in the securities industry since 1995 and previously worked at American General Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on April 27, […]