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Securities America, Inc. Fraud and/or Investment Loss Customer Complaint Disclosures

Securities America, Inc.: (CRD#:10205/SEC#: 8-26602)

 
Securities America, located in Lavista, NE, also does business under the names:

  • Securities America Financial Services
  • Securities America Wealth Management Group
  • Securities America, Inc.
  • TMG Securities, Inc.
  • Tyman Securities, Inc.
  • Williams, Wild & Larson Securities, Inc.

It is licensed in 53 U.S. States and Territories and was formed in Delaware in 1984. Securities America Financial Corporation is the direct owner with 75 percent or more. This firm employs over 660 representatives, has over 2,500 producing representatives and serves over 600,000 customers. It is a wholly owned subsidiary of Ladenbury Thalmann Financial Corp. and has approximately $86 billion in client assets under supervision and more than $38 billion assets under management.

Securities America Financial Advisor, Andrew Burdsall, Has Five Reported Customer Complaints

By mwolper | Mar 1, 2019

Andrew Burdsall is a Financial Advisor at Securities American in Jeffersonville, IN.  Andrew Burdsall has been in the securities industry since 1999 and previously worked at Ameriprise Financial Services and LDS Life Insurance Co. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Andrew Burdsall has five customer complaints disclosed on […] Read More →

By mwolper | Dec 2, 2018

The Wolper Law Firm, P.A. is currently investigating claims against Leslie Goldstein, a Financial Adviser at Securities America in Park Ridge, Illinois.  Leslie Goldstein has been in the securities industry since the 1980s and was previously employed by CIGNA Financial Corp. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July […]

Attorney Matthew Wolper

Attorney Matthew WolperMatt Wolper is a trial lawyer who focuses exclusively on securities litigation and arbitration. Mr. Wolper has handled hundreds of securities matters nationwide before the Financial Industry Regulatory Authority (FINRA), American Arbitration Association (“AAA”), JAMS, and in state and federal court. Mr. Wolper has handled and tried cases involving complex financial products and strategies ranging from traditional stocks and bonds to options, margin and other securities-based lending products, closed/open-end mutual funds, structured products, hedge funds, and penny stocks. [Attorney Bio]