- June 7, 2018
- JP Morgan Securities
The Wolper Law Firm is currently investigating claims against former JP Morgan Chase Securities Financial Advisor, Leona Lynn Parsons, of Imperial Beach, CA. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), effective May 23, 2018, Leona Lynn Parsons was barred from associating with any FINRA member brokerage firm. Effectively, this means that Leona Lynn Parsons is unable to work as a registered Financial Advisor. This disciplinary action was prompted by Leona Lynn Parson’s failure to comply with a subpoena request made by FINRA to provide on the record testimony in connection with an allegation that Leona Lynn Parson’s failed to provide a customer with the full amount of a requested withdrawal. In addition, withdrawals slips were used in customer accounts without the customer’s signature. These events prompted the employment discharge by JP Morgan Chase.
If you or someone you know has been victimized by Leona Lynn Parsons, please contact the Wolper Law Firm at 800.931.8452 or by email at mwolper@wolperlawfirm.com to discuss your specific situation and the legal options available. The Wolper Law Firm represents investors nationwide in securities litigation and arbitration.
Attorney Matthew Wolper
Matt Wolper is a trial lawyer who focuses exclusively on securities litigation and arbitration. Mr. Wolper has handled hundreds of securities matters nationwide before the Financial Industry Regulatory Authority (FINRA), American Arbitration Association (“AAA”), JAMS, and in state and federal court. Mr. Wolper has handled and tried cases involving complex financial products and strategies ranging from traditional stocks and bonds to options, margin and other securities-based lending products, closed/open-end mutual funds, structured products, hedge funds, and penny stocks. [Attorney Bio]