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O.N. Equities Services Fraud and/or Investment Loss Customer Complaint Disclosures

O.N. Equities Services: CRD#: 2936/SEC#: 8-14161 

The firm is headquartered in Cincinnati, Ohio. It was founded by Patrick McEvoy in 1968. It is a wholly owned subsidiary of Ohio National Life Insurance Company. ONESCO holds 52 licenses for U.S. States and Territories. There have been nine disclosures as of 2020.

Former Cape Securities And Current IBN Financial Services Broker, Kevin Meadows, Suspended Three Months By FINRA

By wolperdev | February 1, 2020

Kevin Meadows (CRD # 2878889) was a Financial Advisor at Cape Securities and is currently a Financial Advisor at IBN Financial Services in Liverpool, NY.  Kevin Meadows has been in the securities industry since since 1997 and previously worked at First Allied Securities. According to publicly available records released by  [....] Read More →

Did You Buy Shares Of GPB Capital Holdings Through Concorde Investment Services or Robert S. Smith?

By wolperdev | September 22, 2019

Robert Scott Smith (CRD #1412333) is a Financial Advisor at Concorde Investment Services in Lake Oswego, OR.  Robert Smith entered the securities industry in 1985 and previously worked at Pacific West Securities and Brookstreet Securities.  The Wolper Law Firm is currently representing other investors in GPB Capital Holdings, who have  [....] Read More →

Did You Buy Shares Of GPB Capital Holdings Through Coastal Equities Or Kevin Canterbury?

By wolperdev | July 10, 2019

Kevin Canterbury is a Financial Advisor at Coastal Equities, Inc. in Scottsdale, Arizona, who operates his own independent advisory firm, Redstone Capital.  Kevin Canterbury entered the securities industry in 2005 and previously worked at Northwestern Mutual Investment Services and Mutual Securities.    According to publicly available records released by the Financial  [....] Read More →

Former Foresters Equity Services Financial Advisor, Michael Rappa, Barred By FINRA

By wolperdev | February 23, 2019

Michael Rappa is a former Financial Advisor at Foresters Equity Services in San Diego, CA.  Michael Rappa has been in the securities industry since 2004 and previously worked at Princor Financial Services Corp.  The Wolper Law Firm previously reported disclosures made by Michael Rappa, including a pending $700,000 complaint for  [....] Read More →

Forrester Equity Services Terminated Broker, John Ernst, For Unlawfully Selling Woodbridge Wealth Promissory Notes

By wolperdev | September 11, 2018

The Wolper Law Firm is currently investigating claims against John Ernst, a former Financial Advisor at Forresters Equity Services in San Diego, California.  John Ernst has been in the securities industry since 1989 and previously worked at ING Financial Services. According to publicly available records released by the Financial Industry  [....] Read More →

Woodbury Financial Services Broker, John Maloney, Has Two Pending Customer Complaints Based on Unsuitable Investment Recommendations

By wolperdev | August 15, 2018

The Wolper Law Firm is currently investigating claims against John Maloney, a Financial Advisor at Woodbury Financial Services in Morristown, New Jersey.  John Maloney has been in the securities industry since 1981 and previously worked at Edward Jones until 2016. According to publicly available records released by the Financial Industry  [....] Read More →

O.N. Equity Sales Co. Financial Advisor Brian Eyster Sanctioned By The Securities Exchange Commission For Violation Of The Investment Advisers Act

By wolperdev | July 10, 2018

The Wolper Law Firm is currently investigating claims against Brian Eyster, a Financial Advisor at O.N. Equity Sales Company in Farmington Hill, Michigan.  Brian Eyster has been in the financial services industry since 1999 and previously worked for Park Avenue Securities. According to publicly available records released by the Securities  [....] Read More →

Now is the time to talk to an investment loss recovery lawyer. We can help recover your investment loss. Free consultations, always.
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