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Cetera Advisors LLC Fraud and/or Investment Loss Customer Complaint Disclosures

Cetera Advisors LLC: (CRD#:10299/SEC#: 801-33020,8-26892)

 
This company, located in Denver Colorado and founded in 1981, also does business as Cetera Advisors LLC, Multi-Financial Securities Corporation. It is licensed in 53 U.S. States and Territories. Cetera has 150 full time employees and provides products and services to over 1,100 financial professional across the nation with $30 billion in assets under administration.

Barred Financial Advisor, George Merhoff, Has Twenty-Seven Customer Complaints, Including Seven Pending Complaints, Alleging Sales Practice Violations

By mwolper | Jun 24, 2019

George C. Merhoff, Jr. was a Financial Advisor at Cetera Advisors LLC and Pacific West Securities, Inc. in Klamath Falls, OR, and at AAG Securities, Inc. in Cioncinnati, OH.  George Merhoff entered the securities industry in 1997.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), George Merhoff has twenty-seven customer […] Read More →

Cetera Advisors, LLC Broker, Travis Hughes, Has Twelve Customer Complaints, Including One Pending Complaint

By mwolper | Jan 6, 2019

The Wolper Law Firm is currently investigating claims against Travis Hughes, a Financial Advisor at Cetera Advisors in El Paso, Texas.  Travis Hughes has been in the securities industry since the 1980s and previously worked at Investors Capital Corp.    According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Travis Hughes has […] Read More →

Former Investors Capital And Cetera Financial Advisor, Nina Jessee, Terminated For Not Disclosing Outside Business Activities, And Now The Subject Of Ten Customer Complaints

By mwolper | Oct 6, 2018

The Wolper Law Firm is currently investigating claims against Nina Jessee, a former Financial Advisor at Investors Capital Corp and Cetera Advisors in Abingdon, Virginia. Nina Jessee has been in the securities industry since the 1980s. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on November 10, 2017, Nina Jessee […] Read More →

Cetera Advisors Terminated Scott Kozak For “Violating Firm Policy Prohibiting Securities Transactions”

By mwolper | Aug 30, 2018

The Wolper Law Firm is currently investigating claims against Scott Kozak, a former Financial Advisor at Cetera Advisors in Highlands Ranch, Colorado.  Scott Kozak has been in the securities industry since the 1980s and previously worked at Financial West Group According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July […] Read More →

Now is the time to talk to an investment loss recovery lawyer. We can help recover your investment loss. Free consultations, always.

Main Office - Fort Lauderdale

1250 S. Pine Island Road
Suite 325
Plantation, FL 33324
Phone: (800) 931-8452
(954)-406-1231

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis

Additional Office Locations (by appointment only)

Atlanta

3355 Lenox Road
Suite 7
Atlanta, GA 30326

Indianapolis

13295 N. Illinois St.
Suite 314
Indianapolis, IN 46032

New York City

275 Madison Avenue
Suite 705
New York, NY 10016

Dallas

3102 Maple Ave.
Suite 400
Dallas, TX 75201

Irvine

2600 Michelson Drive
Suite 1700
Irvine, CA 92612

Portland

5933 NE Win Sivers Drive
Suite 205
Portland, OR 97220

Denver

7900 E. Union Ave.
Suite 1100
Denver, CO 80237

Naperville

1700 Park Street
Suite 103
Naperville, IL 60563

Seattle

1001 Fourth Ave.
#3200
Seattle, WA 98154

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis