Janney Montgomery Scott LLC Fraud and/or Investment Loss Customer Complaint Disclosures

Janney Montgomery Scott LLC: (CRD#:463/SEC#: 801-7258,8-462)

This company is located in Philadelphia, Pennsylvania and licensed in 53 U.S. States and Territories. It also does business under the following names:

  • Janney Montgomery Scott Inc.
  • Janney Montgomery Scott LLC
  • Parker/Hunter Asset Management

This firm was established in Delaware in 1999. The company owner is Independence Square Properties with 75 percent or more.

Janney is a subsidiary of The Penn Mutual Life Insurance Company and has holdings of over $70 billion. They have 112 offices with the majority located in more than 70 locals in the eastern United States.

Customer Sues Janney Montgomery Scott Financial Advisor Steven Eric Dolgin Alleging Unsuitable Recommendations, Misrepresentations and Unauthorized Trading

By mwolper | Feb 23, 2019

Steven Eric Dolgin is a Financial Advisor with Janney Montgomery Scott LLC in Melville, NY.  Steven Dolgin has been in the securities industry since 1983 and previously worked at PaineWebber, Smith Barney, Prudential Securities and Wachovia Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Steven Dolgin currently has a […] Read More →

INVESTOR ALERT—Janney Montgomery Broker, Christopher Sinkula, Has Ten Customer Complaints, Including Two Pending Complaints

By mwolper | Aug 10, 2018

The Wolper Law Firm, P.A. is currently investigating claims against Christopher Sinkula, a Financial Advisor at Janney Montgomery in Stuart, FL.  Christopher Sinkula has been in the securities industry since the 1980s and previously worked at Citigroup and AG Edwards According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Christopher Sinkula has […] Read More →

Attorney Matthew Wolper

Attorney Matthew WolperMatt Wolper is a trial lawyer who focuses exclusively on securities litigation and arbitration. Mr. Wolper has handled hundreds of securities matters nationwide before the Financial Industry Regulatory Authority (FINRA), American Arbitration Association (“AAA”), JAMS, and in state and federal court. Mr. Wolper has handled and tried cases involving complex financial products and strategies ranging from traditional stocks and bonds to options, margin and other securities-based lending products, closed/open-end mutual funds, structured products, hedge funds, and penny stocks. [Attorney Bio]