Lose money after investing in a GPB Capital Holdings Fund? take action
We can help recover your investment loss. Free consultations, always. CONTACT US

Hilltop Securities Fraud and/or Investment Loss Customer Complaint Disclosures

Hilltop Securities: CRD#: 6220/SEC#: 801-55529,8-45123

The firm is headquartered in Dallas, Texas. 

It was founded in 1946. It’s parent company is Hilltop Securities Holdings, LLC. A few of its subsidiaries include The Interstate Group, Yacari Consultants, LLC, and Friedman, Luzzatto, & Co.  Hilltop Securities holds 53 licenses for U.S. States and Territories and there have been seventy-three disclosures against them as of 2020.

Former Oppenheimer Broker, Dennis Ayre, Has Had Five Customer Complaint Disclosures Since February 2020

By wolper | July 14, 2020

Dennis Ayre (CRD # 5365176) is a previously registered broker at Hilltop Securities Inc. Beverly Hills, CA. Dennis Ayre has been in the securities industry since 2008 and previously worked at Oppenheimer & Company, Inc. and Merrill Lynch, Pierce, Fenner and Smith Inc. According to publicly available records released by  [....] Read More →

Former Hilltop Securities Financial Advisor, Richard Cagle, Barred By FINRA For Refusing To Participate In Investigation Into His Sales Practices

By wolperdev | July 16, 2019

Richard Earl Cagle was a Financial Advisor at Hilltop Securities Independent Network in Corpus Christi, TX.  Richard Cagle has been in the securities industry since 1991 and previously worked at Principal Financial Securities in Dallas, TX.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in  [....] Read More →

Hilltop Securities Financial Advisor, Mark Augusta, Has Twenty-One Customer Complaints, Alleging Sales Practice Violations

By wolperdev | March 25, 2019

Mark F. Augusta is a Financial Advisor at Hilltop Securities, Inc. in Del Mar, California. Mark Augusta has been in the securities industry since 1986 and previously worked at Baraban Securities, Inc. Miller & Schroeder Financial, Inc., Piper Jaffray & Co., Stone & Youngberg, LLC and Wedbush Securities, Inc. According  [....] Read More →

Now is the time to talk to an investment loss recovery lawyer. We can help recover your investment loss. Free consultations, always.
Main Office - Fort Lauderdale

1250 S. Pine Island Road
Suite 325
Plantation, FL 33324
Phone: (800) 931-8452

Additional Office Locations (by appointment only)

3355 Lenox Road
Suite 7
Atlanta, GA 30326


13295 N. Illinois St.
Suite 314
Indianapolis, IN 46032

New York City

275 Madison Avenue
Suite 705
New York, NY 10016


3102 Maple Ave.
Suite 400
Dallas, TX 75201


5933 NE Win Sivers Drive
Suite 205
Portland, OR 97220


7900 E. Union Ave.
Suite 1100
Denver, CO 80237


1700 Park Street
Suite 103
Naperville, IL 60563


1001 Fourth Ave.
Seattle, WA 98154