Hilltop Securities Fraud and/or Investment Loss Customer Complaint Disclosures

Hilltop Securities: CRD#: 6220/SEC#: 801-55529,8-45123

The firm is headquartered in Dallas, Texas.

It was founded in 1946. It’s parent company is Hilltop Securities Holdings, LLC. A few of its subsidiaries include The Interstate Group, Yacari Consultants, LLC, and Friedman, Luzzatto, & Co. 

Hilltop Securities holds 53 licenses for U.S. States and Territories and there have been seventy-three disclosures against them as of 2020.

Attorney Matthew Wolper

Attorney Matthew WolperMatt Wolper is a trial lawyer who focuses exclusively on securities litigation and arbitration. Mr. Wolper has handled hundreds of securities matters nationwide before the Financial Industry Regulatory Authority (FINRA), American Arbitration Association (“AAA”), JAMS, and in state and federal court. Mr. Wolper has handled and tried cases involving complex financial products and strategies ranging from traditional stocks and bonds to options, margin and other securities-based lending products, closed/open-end mutual funds, structured products, hedge funds, and penny stocks. [Attorney Bio]