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National Securities Corp. Fraud and/or Investment Loss Customer Complaint Disclosures

National Securities Corp.: (CRD#:7569/SEC#: 8-164)

 
The firm is headquartered in Boca Raton, Florida and New York, New York. The parent company/owner is National Holdings Corp. National Securities Corp. is licensed in 53 U.S. States and Territories.

Other names used by the firm are:

  • Nat’l Securities Corp.
  • National Securities Corp. of Washington State
  • National Securities of Washington
  • NSC Insurance Agency, NTL Insurance Agency
  • Washington National Securities Corporation

Barred Financial Advisor, Gabriel Block, Has Twelve Customer Complaints, Including Three Pending Complaints, Alleging Sales Practice Violations

By mwolper | Jun 23, 2019

Gabriel Block was a Financial Advisor at First Standard Financial Co. and National Securities Corp. in Red Bank, New Jersey.  Gabriel Block entered the securities industry in 1990 and previously worked at Oppenheimer and Janney Montgomery Scott. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Gabriel Block has twelve customer […] Read More →

National Securities Corp. Finanical Advisor, Leonard McAbee, Has Six Customer Complaints, Including Two Pending Complaints

By mwolper | Jan 27, 2019

The Wolper Law Firm, P.A. is currently investigating claims against Leonard McAbee, a former Financial Advisor at National Securities Corp. in Lombard, Illinois.  Leonard McAbee has been in the securities industry since 1990 and has previously worked for three brokerage firms that have since been expelled by FINRA. According to publicly available records released by the […] Read More →

$871,256 Customer Complaint Filed Against National Securities Corp. Financial Advisor, Christopher Kane

By mwolper | Jul 19, 2018

The Wolper Law Firm, P.A. is currently investigating claims against Christopher Kane, a Financial Advisor at National Securities Corp. in South Norwalk, Connecticut.  Christopher Kane first entered the securities industry in 2010 and previously worked at Laidlaw & Company. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June 11, 2018, […] Read More →

Attorney Matthew Wolper

Attorney Matthew WolperMatt Wolper is a trial lawyer who focuses exclusively on securities litigation and arbitration. Mr. Wolper has handled hundreds of securities matters nationwide before the Financial Industry Regulatory Authority (FINRA), American Arbitration Association (“AAA”), JAMS, and in state and federal court. Mr. Wolper has handled and tried cases involving complex financial products and strategies ranging from traditional stocks and bonds to options, margin and other securities-based lending products, closed/open-end mutual funds, structured products, hedge funds, and penny stocks. [Attorney Bio]