Ameriprise Financial Services: CRD#: 6363/SEC#: 801-28543,8-16791
The firm is headquartered in Minneapolis, Minnesota.
It was founded by John Tappan in 1984. It is the child company of Ameriprise Financial, Inc. Ameriprise Financial Services holds 53 licenses for U.S. States and Territories and have had 117 disclosures as of 2020.
Attorney Matthew Wolper
Matt Wolper is a trial lawyer who focuses exclusively on securities litigation and arbitration. Mr. Wolper has handled hundreds of securities matters nationwide before the Financial Industry Regulatory Authority (FINRA), American Arbitration Association (“AAA”), JAMS, and in state and federal court. Mr. Wolper has handled and tried cases involving complex financial products and strategies ranging from traditional stocks and bonds to options, margin and other securities-based lending products, closed/open-end mutual funds, structured products, hedge funds, and penny stocks.
[Attorney Bio]