Santander Securities, LLC Fraud and/or Investment Loss Customer Complaint Disclosures

Santander Securities, LLC: (CRD#:41791/SEC#: 801-56796, 8-49571)

This company also does business under the names:

  • Santander Investment Services
  • Santander Securities
  • Santander Securities Corporation
  • Santander Securities corporation of Puerto Rico
  • Santander Securities LLC

Santander Securities was first established in Puerto Rico in 2011. The company is headquartered in Dorchester, Massachusetts and licensed in 53 States and Territories. Its direct owner is Santander Holdings USA, Inc. The parent company is Banco Santander S.A., Catabria, Spain.

Santander Securities has 600 branches, 1,200 ATMs, 9,500 employees and 2.1 million customers with assets of more than $74.5 billion.

BREAKING NEWS—El Neuvo Dia Reports That Santander Securities Was Sanctioned $1Million By The Puerto Rico Office Of Financial Regulation In A Previously Undisclosed Settlement

By mwolper | Jul 31, 2018

The Wolper Law Firm has previously written about Santander Securities woes in Puerto Rico,  The Spanish based brokerage firm had the second largest footprint on the island of Puerto Rico before closing its brokerage operations on the island in late 2017. On July 30, 2018, El Nuevo Dia, the largest distributed newspaper in Puerto Rico, […] Read More →

How Can I Recover My Investment Losses From Santander Securities Based On Recommendations By Mariondy Fernandez

By mwolper | Jul 21, 2018

The Wolper Law Firm is currently investigating claims against Mariondy Fernandez, a former Financial Advisor at Santander Securities in Dorchester, Massachusetts.  Mariondy Fernandez has been in the securities industry since the 2001. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Mariondy Fernandez has eighteen (18) customer complaints, principally for his […] Read More →

How Can I Sue Santander Securities For My Puerto Rico Bond Or Closed End Fund Losses?

By mwolper | Jul 19, 2018

The Wolper Law Firm is investigating claims against Santander Securities, LLC regarding the sale of Puerto Rico municipal bonds and proprietary Puerto Rico closed-end funds.  More than 200 cases have been filed against Santander Securities, alleging improper sales practices with regard to these investments. Santander Securities and its Financial Advisors aggressively recommended that customers purchase […] Read More →

Attorney Matthew Wolper

Attorney Matthew WolperMatt Wolper is a trial lawyer who focuses exclusively on securities litigation and arbitration. Mr. Wolper has handled hundreds of securities matters nationwide before the Financial Industry Regulatory Authority (FINRA), American Arbitration Association (“AAA”), JAMS, and in state and federal court. Mr. Wolper has handled and tried cases involving complex financial products and strategies ranging from traditional stocks and bonds to options, margin and other securities-based lending products, closed/open-end mutual funds, structured products, hedge funds, and penny stocks. [Attorney Bio]