Merrill Lynch Financial Advisor, Peter Huffman, Has A Pending $2.7 Million Customer Complaint Alleging Excessive Trading
Peter Huffman (CRD # 5613027) is a Financial Advisor at Merrill Lynch, Pierce, Fenner & Smith in La Jolla, CA. Peter Huffman has been in the securities industry since 2009.
According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in August 2019, a customer filed a complaint against Peter Huffman alleging “excessive trading and churning from January 31, 2012 until May 31, 2019.” The alleged damages are $2,797,295 and the matter remains pending.
For a copy of Peter Huffman’s CRD, click https://brokercheck.finra.org/individual/summary/5613027.
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