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Financial Advisor Barry Wold (Raymond James Financial Services, Inc.) Customer Complaints

The Wolper Law Firm is currently investigating claims against Barry Wold, a former Financial Advisor at Raymond James in Edina, Minnesota.  Barry Wold first entered the securities industry in 1990 and previously worked for Robert W. Baird & Co. and Piper Jaffray.

According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Barry Wold was “discharged” by Raymond James in January 2018 for failing to follow directives from Raymond James’ management.

“FA WAS TERMINATED FOR FAILING TO FOLLOW MANAGEMENTS’ DIRECTIVE REGARDING THE MOVING OF CERTAIN HIGH COMMISSION ACCOUNTS TO A FEE BASED ALTERNATIVE. THE FIRM HAD ADDITIONAL CONCERNS REGARDING THE ACCURACY OF CLIENT CONTACT NOTES ENTERED INTO THE CONTACT MANAGEMENT SYSTEM”

https://brokercheck.finra.org/individual/summary/2095296

If you or someone you know was a customer of Barry Wold and you experienced investment losses, please contact the Wolper Law Firm at 800.931.8452 or by email at mwolper@wolperlawfirm.com to discuss your specific situation and the legal options available.  The Wolper Law Firm represents investors nationwide in securities litigation and arbitration.

Matt Wolper, the Managing Principal of the Wolper Law Firm, is a trial lawyers who has handled hundreds of securities cases during his career involving a wide range of products, strategies and securities.  Prior to representing investors, he was a partner with a national law firm, where he represented some of the largest banks and brokerage firms in the world in securities matters.  Simply put, he knows how the other side evaluates cases, which gives you a competitive advantage.

Attorney Matthew Wolper

Attorney Matthew WolperMatt Wolper is a trial lawyer who focuses exclusively on securities litigation and arbitration. Mr. Wolper has handled hundreds of securities matters nationwide before the Financial Industry Regulatory Authority (FINRA), American Arbitration Association (“AAA”), JAMS, and in state and federal court. Mr. Wolper has handled and tried cases involving complex financial products and strategies ranging from traditional stocks and bonds to options, margin and other securities-based lending products, closed/open-end mutual funds, structured products, hedge funds, and penny stocks. [Attorney Bio]