February 24, 2020
Wells Fargo Advisors Fraud and/or Investment Loss Customer Complaint Disclosures
Wells Fargo Advisors
Wells Fargo Advisors is a subsidiary of Wells Fargo (parent company) and is located in St. Louis, Missouri and recognized as the ninth largest brokerage firm in the United States with approximately $490 billion assets under management handled by 15,000+ advisors. This firm was formerly known as Wachovia Securities until 2009 when Wells Fargo acquired it. It was founded in 1879 as Leopold Cahn & Co.
Wells Fargo Advisors has several divisions:
- Private Client Group (PCG)
- Wealth Brokerage Services (WBS) – (Bank Brokerage)
- Independent Brokerage Group (IBG)
Wells Fargo Financial Advisor, Leonard Kinsman, Has Five Customer Complaints Alleging Sales Practice Violations
By mwolper | Jun 17, 2019
Leonard Kinsman is a Financial Advisor at Wells Fargo Advisors Financial Network, LLC in Staten Island, NY. Leonard Kinsman entered the securities industry in 1997 and previously worked at Merrill Lynch, Citigroup Global Markets, Citicorp Investment Services, Royal Hutton Securities, Myers Pollock Robbins and Argent Securities. According to publicly available records released by the Financial […] Read More → 
Wells Fargo Financial Advisor, Allen Wilson, Has Had Four Customer Complaints And Two Regulatory Disclosures
By mwolper | May 20, 2019
Allen H. Wilson is a Financial Advisor at Wells Fargo Clearing Services, LLC in Florham Park, NJ. Allen Wilson entered the securities industry in 1993 and previously worked for Stifel, Nicolaus & Company, Ryan Beck and Co., J.B. Hanauer & Co. and Chatfield Dean & Co. According to publicly available records released by the Financial […] Read More →
Wells Fargo Financial Advisor, Bryan Benson, Has Two Customer Complaint Disclosures, Including One Pending Complaint
By mwolper | May 5, 2019
Bryan Benson is a Financial Advisor at Wells Fargo Advisors in Tuscon, Arizona. Bryan Benson entered the securities industry in 1975 and previously worked for RBC Dain Rauscher. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in January 2019, a customer filed a complaint against Bryan Benson, alleging that “FA […] Read More →
INVESTOR ALERT – Wells Fargo Clearing Services Financial Advisor, Bryan Benson, Has Two Customer Complaints
By mwolper | Mar 8, 2019
Bryan E. Benson is a Financial Advisor at Wells Fargo Clearing Services in its Tuscon, Arizona branch office. Bryan Benson has been in the securities industry since 1975 and previously worked at Dean Witter, Tucker, Anthony & R.L. Day, Sutro & Co., Rauscher Pierce Refsnes, Dain Rauscher Incorporated and RBC Dain Rauscher Inc. According to […] Read More →
INVESTOR ALERT—Wells Fargo Financial Advisor, Richard Bernstein, Has Eight Customer Complaints, Including Two Pending Complaints
By mwolper | Mar 1, 2019
Richard Bernstein is a Financial Advisor at Wells Fargo in its Incline Village, Nevada branch office. Richard Bernstein has been in the securities industry since 1983 and previously worked at Morgan Stanley. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Richard Bernstein has eight (8) customer complaints disclosed on his […] Read More →
Wells Fargo Financial Advisor, Ronald Blasczyk, Is The Subject Of A FINRA Enforcement Action
By mwolper | Dec 9, 2018
The Wolper Law Firm is currently investigating claims against Ronald Blascyzk, a former Financial Adviser at Wells Fargo Clearing Services in Green Bay, Wisconsin. Ronald Blascyzk has been in the securities industry since the 1990s and previously worked at US Bancorp Investments. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […] Read More →
Wells Fargo Broker, Eric Niedermeyer, Has Five Customer Complaints For Alleged Sales Practice Violations, Including One Pending Complaint
By mwolper | Nov 18, 2018
The Wolper Law Firm is currently investigating claims against Eric Niedermeyer, a Financial Adviser at Wells Fargo Advisors in Portland, Oregon. Eric Niedermeyer has been in the securities industry since the 1980s and previously worked for D.A. Davidson. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Eric Niedermeyer has had […] Read More →
Wells Fargo Broker, Bryan Musso, Has Pending Customer Complaint Alleging The Improper Sale Of Oil And Gas Investments
By mwolper | Sep 13, 2018
The Wolper Law Firm is currently investigating claims against Bryan Musso, a Financial Advisor at Wells Fargo in New Orleans. Bryan Musso has been in the securities industry since 1993 and previously worked at Morgan Stanley. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December 7, 2017, a customer […] Read More →
Wells Fargo Broker, Nathan Hooker, Has A Pending Complaint Alleging Damages Of $1.5 Million For Unsuitable Investment Recommendations
By mwolper | Sep 7, 2018
The Wolper Law Firm is currently investigating claims against Nathan Hooker, a Financial Advisor at Wells Fargo Advisors in Memphis, Tennessee. Nathan Hooker has been in the securities industry since the 1990s and previously worked at Legg Mason. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on April 23, 2018, […] Read More →
Wells Fargo Financial Advisor, Michael Morrisset, The Subject Of A $2.3 Million Customer Complaint For Alleged Unsuitable Investment Recommendations
By mwolper | Aug 23, 2018
The Wolper Law Firm is currently investigating claims against Michael Morrissett, a Financial Advisor at Wells Fargo Advisors in Roanoke, Virginia. Michael Morrissett has been in the securities industry since the 1980s and previously worked at First Union Brokerage Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on April […] Read More →
