Investors Capital Corp Fraud and/or Investment Loss Customer Complaint Disclosures

Investors Capital Corp.

Currently not registered. SEC registration status terminated 01/17/2017. Not licensed in any State or Territory.

The Wolper Law Firm, P.A. Has Filed An Arbitration Claim Against Investors Capital Corp. And Cetera Advisors, LLC, Based On Alleged Sales Practice Misconduct Committed By Former Financial Advisor, Robert Ginsberg

By mwolper | Mar 25, 2019

In February 2019, the Wolper Law Firm, P.A., P.A. filed an arbitration claim against Investors Capital Corp. and Cetera Advisors, LLC before the Financial Industry Regulatory Authority (FINRA).  The arbitration relates to alleged sales practice misconduct committed by former Investors Capital Corp. Financial Advisor, Robert Ginsberg, who was located in its Wallingford, Connecticut branch office.  The […] Read More →

Former Investors Capital And Cetera Financial Advisor, Nina Jessee, Terminated For Not Disclosing Outside Business Activities, And Now The Subject Of Ten Customer Complaints

By mwolper | Oct 6, 2018

The Wolper Law Firm, P.A. is currently investigating claims against Nina Jessee, a former Financial Advisor at Investors Capital Corp and Cetera Advisors in Abingdon, Virginia. Nina Jessee has been in the securities industry since the 1980s. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on November 10, 2017, Nina Jessee […] Read More →

Attorney Matthew Wolper

Attorney Matthew WolperMatt Wolper is a trial lawyer who focuses exclusively on securities litigation and arbitration. Mr. Wolper has handled hundreds of securities matters nationwide before the Financial Industry Regulatory Authority (FINRA), American Arbitration Association (“AAA”), JAMS, and in state and federal court. Mr. Wolper has handled and tried cases involving complex financial products and strategies ranging from traditional stocks and bonds to options, margin and other securities-based lending products, closed/open-end mutual funds, structured products, hedge funds, and penny stocks. [Attorney Bio]