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Crown Capital Group Fraud and/or Investment Loss Customer Complaint Disclosures

Crown Capital Group: CRD#: 16761/SEC#: 8-34480

The firm is headquartered in Torrance, California. 

It was founded by Dean W. Huack who oversees management and production activities. Crown Capital Group is a boutique brokerage firm and is a part of the Residential Property Investment Industry.

Crown Capital Securities Broker, Kenneth Barroga, Has Had Four Customer Complaint Disclosures

By wolper | September 11, 2020

Kenneth Barroga (CRD # 2288752) is a Financial Advisor at Crown Capital Securities in Watsonville, CA. Kenneth Barroga has been in the securities industry since 1992 and previously worked at LPL Financial LLC, Chase Investment Services Corp., Wamu Investments, Inc., and Wells Fargo Securities, Inc. According to publicly available records  [....] Read More →

Crown Capital Securities Broker, Dennis Haywood, Has Had Three Customer Complaint Disclosures Since April 2020

By wolper | June 7, 2020

Dennis Haywood (CRD # 5850275) is a Financial Advisor at Crown Capital Securities in Land O’ Lakes, FL. Dennis Haywood has been in the securities industry since 2010 and previously worked at Newport Coast Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in April  [....] Read More →

Did You Purchase GPB Capital Holdings From Kalos Capital Financial Advisor, Kristian Finfrock?

By wolperdev | January 19, 2020

Kristian Finfrock (CRD # 5421676) is a Financial Advisor at Kalos Capital, Inc. in Evansville, Wisconsin.  Kristian Finfrock has been in the securities industry since 2007 and previously worked at Metlife Securities. As previously reported on this blog, the Wolper Law Firm is currently representing investors across the country in  [....] Read More →

Capital Portfolio Management Financial Advisor, Charles “Chuck” Laubach, Suspended By FINRA For Alleged Unauthorized Trading

By wolperdev | August 11, 2019

Charles Laubach a/k/a Chuck Laubach (CRD # 1097453) is a Financial Advisor at Capital Portfolio Management in Timonium, Maryland.  Charles Laubach a/k/a Chuck Laubach has been in the securities industry since 1983 and previously worked at Chapin Davis and Ameriprise Financial Services.  According to publicy available records released by the  [....] Read More →

Did You Buy Shares Of GPB Capital Holdings Through Coastal Equities Or Kevin Canterbury?

By wolperdev | July 10, 2019

Kevin Canterbury is a Financial Advisor at Coastal Equities, Inc. in Scottsdale, Arizona, who operates his own independent advisory firm, Redstone Capital.  Kevin Canterbury entered the securities industry in 2005 and previously worked at Northwestern Mutual Investment Services and Mutual Securities.    According to publicly available records released by the Financial  [....] Read More →

Worden Capital Management Financial Advisor, Gregory Dean, Has Thirteen Customer Complaints

By wolperdev | May 13, 2019

Gregory Dean is a Financial Advisor at Worden Capital Management LLC in Rockville Center, New York.  Gregory Dean has been in the securities industry since 2005 and previously worked at J.D. Nichols & Associates, American Capital Partners, Metlife Securities and Metropolitan Life Insurance Company. According to publicly available records released  [....] Read More →

Worden Capital Management Financial Advisor, Robert Yasnis, Has Four Customer Complaints, Including One Pending Complaint, Alleging Churning And Unauthorized Trading

By wolperdev | March 17, 2019

Robert Yasnis is a Financial Advisor at Worden Capital Management in Melville, NY.  Robert Yasnis has been in the securities industry since 1993 and previously worked at Laidlaw & Company and three brokerage firms that have been expelled from the industry by the Financial Industry Regulatory Authority.     According to  [....] Read More →

INVESTOR ALERT—Crown Capital Securities Financial Advisor, Lanny Howarter, Has A Pending Customer Complaint For $499,000

By wolperdev | August 10, 2018

The Wolper Law Firm is currently investigating claims against Lanny Howarter, a Financial Advisor at Crown Capital Securities in San Diego, CA.  Lanny Howarter has been in the securities industry since the 1970s and previously worked at Equity Services, Inc. According to publicly available records released by the Financial Industry  [....] Read More →

INVESTOR ALERT—Did Crown Capital Securities Financial Advisor, William Benjamin Dusenbury Heritage, Recommend That You Invest In Non-Traded REITs

By wolperdev | August 10, 2018

The Wolper Law Firm is currently investigating claims against William Benjamin Dusenbury Heritage, a Financial Advisor at Crown Capital Securities in Columbia, South Carolina.  William Benjamin Dusenbury Heritage has been in the securities industry since 2000 and previously worked at Brookstone Securities. According to publicly available records released by the  [....] Read More →

Now is the time to talk to an investment loss recovery lawyer. We can help recover your investment loss. Free consultations, always.
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