- June 14, 2018
- capital financial services
The Wolper Law Firm is currently investigating claims against former Capital Financial Services, Inc. Washington based Financial Advisor, Lloyd Johnston.
According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in April 2018, according to Lloyd Johnston was discharged from Capital Financial Services for failure to report certain items on his Form U-4. Since his termination, a customer complaint has been filed against him for the sale of allegedly unsuitable alternative investments. In addition, Lloyd Johnston has fourteen (14) liens reported against him, spanning over many years.
If you or someone you know was a customer of Lloyd Johnston and you experienced investment losses, please contact the Wolper Law Firm at 800.931.8452 or by email at mwolper@67.43.6.64to discuss your specific situation and the legal options available. The Wolper Law Firm represents investors nationwide in securities litigation and arbitration.
Attorney Matthew Wolper
Matt Wolper is a trial lawyer who focuses exclusively on securities litigation and arbitration. Mr. Wolper has handled hundreds of securities matters nationwide before the Financial Industry Regulatory Authority (FINRA), American Arbitration Association (“AAA”), JAMS, and in state and federal court. Mr. Wolper has handled and tried cases involving complex financial products and strategies ranging from traditional stocks and bonds to options, margin and other securities-based lending products, closed/open-end mutual funds, structured products, hedge funds, and penny stocks. [Attorney Bio]