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Lloyd Johnston, Former Financial Advisor At Capital Financial Services, Inc., Was Discharged From His Employment And Currently Has One Pending Customer Complaint And Several Reported Liens
The Wolper Law Firm is currently investigating claims against former Capital Financial Services, Inc. Washington based Financial Advisor, Lloyd Johnston.
According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in April 2018, according to Lloyd Johnston was discharged from Capital Financial Services for failure to report certain items on his Form U-4. Since his termination, a customer complaint has been filed against him for the sale of allegedly unsuitable alternative investments. In addition, Lloyd Johnston has fourteen (14) liens reported against him, spanning over many years.
If you or someone you know was a customer of Lloyd Johnston and you experienced investment losses, please contact the Wolper Law Firm at 800.931.8452 or by email at mwolper@67.43.6.64to discuss your specific situation and the legal options available. The Wolper Law Firm represents investors nationwide in securities litigation and arbitration.
