Western International Securities Corp. Fraud and/or Investment Loss Customer Complaint Disclosures

Western International Securities Corp.: (CRD#:39262/SEC#: 801-68953,8-48572)

Western International Securities Corp. was formed in Colorado in 1995 and is headquartered in Pasadena, California. The firm is currently licensed in 52 states and territories. Concept Brokerage Holding Corp., is the parent company of Western International Securities, Inc.

Western International Securities Broker, Kenneth McDonald, Is The Subject Of A Complaint For $834,000 Based On Misrepresentation And Unsuitability

By mwolper | Aug 31, 2018

The Wolper Law Firm is currently investigating claims against Kenneth McDonald, a Financial Advisor at Western International Securities in Westlake Village, California.  Kenneth McDonald has been in the securities industry since the 1970s and previously worked at Newport Coast Securities, which has since been expelled from the industry by FINRA. According to publicly available records […] Read More →

Attorney Matthew Wolper

Attorney Matthew WolperMatt Wolper is a trial lawyer who focuses exclusively on securities litigation and arbitration. Mr. Wolper has handled hundreds of securities matters nationwide before the Financial Industry Regulatory Authority (FINRA), American Arbitration Association (“AAA”), JAMS, and in state and federal court. Mr. Wolper has handled and tried cases involving complex financial products and strategies ranging from traditional stocks and bonds to options, margin and other securities-based lending products, closed/open-end mutual funds, structured products, hedge funds, and penny stocks. [Attorney Bio]