Wells Fargo Financial Advisor, Bryan Benson, Has Two Customer Complaint Disclosures, Including One Pending Complaint
Bryan Benson is a Financial Advisor at Wells Fargo Advisors in Tuscon, Arizona. Bryan Benson entered the securities industry in 1975 and previously worked for RBC Dain Rauscher.
According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in January 2019, a customer filed a complaint against Bryan Benson, alleging that “FA made unsuitable investments.” The complaint alleges damages of $218,257 and remains pending. In 2017, a second customer filed a complaint against Bryan Benson, alleging “unsuitable investments.” The 2017 complaint was settled for $415,000.
For a copy of Bryan Benson’s CRD, click https://brokercheck.finra.org/individual/summary/807506#disclosuresSection
Financial advisors have a legal and regulatory obligation to recommend only suitable investments that are appropriate for their clients’ needs and objectives. Their employing brokerage firm has a legal and regulatory obligation to supervise the Financial Advisors’ sales practices and dealings with clients. To the extent any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.
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