$850,0000 CLIENT RESULT
Recovery against National Brokerage Firm for Misrepresentations Regarding the Sale of Annuity and Insurance Products
Woodbury Financial Services Inc.: (CRD#:421/SEC#: 801-54905,8-13846)
This firm, first formed in Minnesota in 1968. It does business under 148 other names across the nation and is headquartered in Oakdale, Minnesota. It is licensed in 52 States and Territories. The direct owner of this firm is Advisor Group, Inc. with 75 percent or more. The indirect owner is Advisor Group Holdings, Inc.
Woodbury Financial Services has over 1,600 professional advisors across the country. In 2018, Woodbury’s total assets under administration increased 18 percent while assets under management increased 2 percent. Gross revenue increased 31 percent.
Woodbury Financial Broker, Robert Ginsberg, Has Pending Complaint For $1MM
By mwolper | Sep 13, 2018
The Wolper Law Firm is currently investigating claims against Robert Ginsberg, a Financial Advisor at Woodbury Financial Services in Wallingford, Connecticut. Robert Ginsberg has been in the securities industry since 2008 and previously worked at Investors Capital Corp. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on November 27, 2017, […] Read More →
Woodbury Financial Services Broker, John Maloney, Has Two Pending Customer Complaints Based on Unsuitable Investment Recommendations
By mwolper | Aug 15, 2018
The Wolper Law Firm is currently investigating claims against John Maloney, a Financial Advisor at Woodbury Financial Services in Morristown, New Jersey. John Maloney has been in the securities industry since 1981 and previously worked at Edward Jones until 2016. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on November […] Read More →