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Woodbury Financial Services Inc. Fraud and/or Investment Loss Customer Complaint Disclosures

Woodbury Financial Services Inc.: (CRD#:421/SEC#: 801-54905,8-13846)

This firm, first formed in Minnesota in 1968. It does business under 148 other names across the nation and is headquartered in Oakdale, Minnesota. It is licensed in 52 States and Territories. The direct owner of this firm is Advisor Group, Inc. with 75 percent or more. The indirect owner is Advisor Group Holdings, Inc.

Woodbury Financial Services has over 1,600 professional advisors across the country. In 2018, Woodbury’s total assets under administration increased 18 percent while assets under management increased 2 percent. Gross revenue increased 31 percent.

Woodbury Financial Broker, Robert Ginsberg, Has Pending Complaint For $1MM

By mwolper | Sep 13, 2018

The Wolper Law Firm is currently investigating claims against Robert Ginsberg, a Financial Advisor at Woodbury Financial Services in Wallingford, Connecticut.  Robert Ginsberg has been in the securities industry since 2008 and previously worked at Investors Capital Corp. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on November 27, 2017, […] Read More →

Woodbury Financial Services Broker, John Maloney, Has Two Pending Customer Complaints Based on Unsuitable Investment Recommendations

By mwolper | Aug 15, 2018

The Wolper Law Firm is currently investigating claims against John Maloney, a Financial Advisor at Woodbury Financial Services in Morristown, New Jersey.  John Maloney has been in the securities industry since 1981 and previously worked at Edward Jones until 2016. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on November […] Read More →

Attorney Matthew Wolper

Attorney Matthew WolperMatt Wolper is a trial lawyer who focuses exclusively on securities litigation and arbitration. Mr. Wolper has handled hundreds of securities matters nationwide before the Financial Industry Regulatory Authority (FINRA), American Arbitration Association (“AAA”), JAMS, and in state and federal court. Mr. Wolper has handled and tried cases involving complex financial products and strategies ranging from traditional stocks and bonds to options, margin and other securities-based lending products, closed/open-end mutual funds, structured products, hedge funds, and penny stocks. [Attorney Bio]