- August 5, 2019
- Money Concepts Capital Financial
Anthony F. Hobson (CRD # 4212302) is a Financial Advisor at Money Concepts Capital Corp in Griffith, IN. Anthony Hobson has been in the securities industry since 2000 and previously worked at Investors Capital, Nex Financial Group, Primevest Financial Services and National Planning Corporation.
According to publicy available records released by the Financial Industry Regulatory Authority (FINRA), Anthon Hobson has three customer complaints alleging the following sales practice misconduct:
- June 2019 – “Customer alleges between April 2008 and November 2010, Registered Representative over-concentrated accounts in high-risk and speculative alternative investments.” The customer alleges damages of $218,500, and the matter is currently pending.
- January 2015 – “CUSTOMERS ALLEGE THAT REGISTERED REPRESETATIVE MISREPRESENTED THE INVESTMENT IN CORNERSTONE CORE PROPERTIES, INC., REIT IN APRIL OF 2008.” The matter settled for $32,500.
- May 2011 – “CLAIMANTS ALLEGE THAT THE PRODUCT THEY WERE SOLD WAS UNSUITABLE AND MISREPRESENTED TO THEM.” The matter settled for $100,000.
For a copy of Anthony Hobson’s BrokerCheck report, click https://brokercheck.finra.org/individual/summary/4212302.
Financial advisors have a legal and regulatory obligation to recommend only suitable investments that are appropriate for their clients’ needs and objectives. Their employing brokerage firm has a legal and regulatory obligation to supervise the Financial Advisors’ sales practices and dealings with clients. To the extent any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.
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