Berthel Fisher & Co. Fraud and/or Investment Loss Customer Complaint Disclosures

Berthel Fisher & Co.: (CRD#:13609/SEC#: 801-62277,8-29426)

This firm was founded in 1974. It is located in Cedar Rapids, Iowa and has approximately 350 representatives.

Other names this firm uses are:

Berthel Fisher & Company
Berthel Fisher & Company Financial Services, Inc.
Berthel Fisher & Company Inc.
Berthel, Fisher & Company Financial Services, Inc.
Fisher & Fleischman Financial Services, Inc.

Berthel Fisher Financial Advisor, Jonathan Pyne, Has Had Six Customer Complaints Since 2011, Including Two Pending Complaints

By mwolper | May 5, 2019

Jonathan Pyne is a Financial Advisor at Berthel Fisher & Co. in Minneapolis, MN. Jonathan Pyne entered the securities industry in 1995 and previously worked for United Planners Financial Services of America. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in January 2019, a customer filed a complaint against Jonathan […] Read More →

Berthel Fisher Financial Financial Advisor, Jonathan Pyne, Has Six Customer Complaints

By mwolper | Apr 8, 2019

Jonathan T. Pyne is a Financial Advisor at Berthel Fisher & Co. in Minneapolis, MN. Jonathan Pyne has been in the securities industry since 1995 and previously worked at W.S. Griffith & Co., Inc., 1717 Capital Management Company, Clearing Services of America, Inc. and United Planners’ Financial Services of America. According to publicly available records […] Read More →

Berthel Fisher Financial Financial Advisor, Genevieve Mar, Has Three Customer Complaints, Including One Pending Complaint Alleging Unsuitable Investment Recommendations

By mwolper | Apr 7, 2019

Genevieve Mar is a Financial Advisor at Berthel Fisher & Co. in Northbrook, Illinois. Genevieve Mar has been in the securities industry since 1996 and previously worked at Brewer Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in July 2018, a customer filed a complaint against Genevieve Mar, […] Read More →