Calton & Associates Fraud and/or Investment Loss Customer Complaint Disclosures
Calton & Associates: CRD#: 20999/SEC#: 801-70036,8-38635
The firm is headquartered in Tampa, Florida.
It was founded in 1987. Calton & Associates is registered with the U.S. Securities and Exchange Commission (SEC) and manages $1.4 billion in capital.
Calton & Associates Broker, Bart Bohrer, Has Four Pending Customer Complaints, Alleging Sales Practice Misconduct
By wolper | March 15, 2020
Bart Bohrer (CRD # 4315654) is a Financial Advisor at Calton & Associates in Tampa, FL. Bart Bohrer has been in the securities industry since 2003 and has been registered with Calton & Associates this entire time. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), [....] Read More →
Former Capital Finanical Services Broker, Justin Mitchell, Suspended By FINRA For Allegedly Engaging In Unapproved Outside Business Activities
By wolperdev | August 30, 2019
Justin Mitchell (CRD # 5177794) is a former Financial Advisor at Capital Finanical Services in Baton Rouge, Louisiana. Justin Mitchell has been in the securities industry since 2007 and previously worked at LPL Finanical. Since 2019, Justin Mitchell has been registered with Calton & Associates. According to publicly available records [....] Read More →
Calton & Associates Financial Advisor, Mark T. Lamkin, Has Three Customer Complaints Alleging Sales Practice Misconduct And A Pending Regulatory Matter
By wolperdev | July 29, 2019
Mark T. Lamkin (CRD # 42121510) is a Financial Advisor at Calton & Associates, Inc. in Louisville, KY. Mark Lamkin has been in the securities industry since 1991 and previously worked at LPL Financial, PNC Brokerage Corp., GNA Securities, Equico Securities and The Equitable Life Assurance Society of the United [....] Read More →