Raymond James & Associates Inc.: (CRD#:705/SEC#: 801-10418,8-10999)
This firm is located in St. Petersberg, Florida and is licensed in 53 U.S. States and Territories. It was first formed in 1969 and went public in 1983. The company also includes:
- Alex Brown
- Asset Management Services
- Institutional Fiduciary Solutions
- Investment Advisory Services
- Public Finance Investments Strategies Group
- Raymond James & Associates, Inc.
- Raymond James Consulting Services
- Strategic Investment Management Services
Raymond James Financial, Inc., is the holding company. The Director of the Board is Thomas James.
Raymond James Financial (NYSE-RJF) has approximately 7,900 financial advisors throughout the United States, Canada and overseas with total client of approximately $796 billion as of March 31, 2019.
Attorney Matthew Wolper
Matt Wolper is a trial lawyer who focuses exclusively on securities litigation and arbitration. Mr. Wolper has handled hundreds of securities matters nationwide before the Financial Industry Regulatory Authority (FINRA), American Arbitration Association (“AAA”), JAMS, and in state and federal court. Mr. Wolper has handled and tried cases involving complex financial products and strategies ranging from traditional stocks and bonds to options, margin and other securities-based lending products, closed/open-end mutual funds, structured products, hedge funds, and penny stocks.
[Attorney Bio]