Maxim Group Fraud and/or Investment Loss Customer Complaint Disclosures
Maxim Group: CRD#: 120708/SEC#: 8-65337
The firm is headquartered in New York, New York.
It was founded in 2002 by Michael Rabinowitz. Maxim Group holds 53 licenses for U.S. States and Territories and there have been 29 disclosures made against them as of 2020.
Aegis Capital Corp. Broker, Thomas Duggan, Has Had Three Customer Complaint Disclosures Since July 2001
By wolper | June 18, 2020
Thomas Duggan (CRD #2757615) is a Financial Advisor at Aegis Capital Corp. in Melville, NY. Thomas Duggan has been in the securities industry since 1996 and previously worked at Maxim Group LLC and Investec Ernst and Company. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), [....] Read More →
Joseph Stone Capital Broker, Travis Lippmann, Has Three Customer Complaints, Including Two Pending Complaints
By wolper | March 3, 2020
Travis Lippmann (CRD # 5908823) is a Financial Advisor at Joseph Stone Capital in New York, NY. Travis Lippmann has been in the securities industry since since 2011 and previously worked at Newbridge Securities and Maxim Group. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), [....] Read More →
Maxim Group Just Settled A Complaint For $200,000 Based On Alleged Misconduct Of Broker, Michael Solomon
By wolperdev | August 30, 2018
The Wolper Law Firm is currently investigating claims against Michael Solomon, a Financial Advisor at Maxim Group in New York, NY. Michael Solomon has been in the securities industry since the 1990s and previously worked at HFP Capital Markets and Joseph Gunnar & Co. According to publicly available records released [....] Read More →