Summit Brokerage Services: (CRD#:34643/SEC#: 8-46310)
Summit Financial Services Group, Inc., is the holding company for Summit Brokerage Services, Inc. and Summit Financial Group, Inc.
Summit is located in Boca Raton, Florida and is licensed in 51 U.S. States and Territories. Summit Brokerage Services was founded in 1993, has over 500 financial advisors and operates out of over 400 branch offices nationwide. Assets under management for Summit Brokerage are $17.5 billion with total revenues of $161 million.
Summit Brokerage Services Financial Advisor, Victor Rigoni III, Has Pending Customer Complaint, Alleging Fraud And Misrepresentation
By mwolper | Jan 13, 2019
The Wolper Law Firm, P.A. is currently investigating claims against Victor Rigoni III, a Financial Adviser at Summit Brokerage Services in Lake Forrest, Illinois. Victor Rigoni III has been in the securities industry since 2000 and previously worked at Cambridge Investment Research. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Victor […] Read More →
Summit Brokerage Services Financial Advisor, Scott Kaup, Has Pending Customer Complaint, Alleging $2.6 Million In Damages
By mwolper | Oct 19, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Scott Kaup, a Financial Advisor at Summit Brokerage Services in Stuart, Nebraska. Scott Kaup has been in the securities industry since the 1980s and previously worked at VSR FInancial. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July 31, 2018, […] Read More →
Summit Brokerage Services Financial Advisor, Joel Kamphuis, Has Pending Customer Complaint For Allegedly Recommending Unsuitable Investments
By mwolper | Aug 22, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Joel Kamphuis, a Financial Advisor at Summit Brokerage Services in Fort Lauderdale, FL. Joel Kamphuis has been in the securities industry since 1987 and previously worked at J.P. Turner & Co. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June […] Read More →
Summit Brokerage Services Financial Advisor, John Raleigh, Has Pending Customer Complaint Alleging Unsuitable Annuity Recommendations
By mwolper | Aug 22, 2018
The Wolper Law Firm, P.A. is currently investigating claims against John Raleigh, a Financial Advisor at Summit Brokerage Services in Sarasota, FL. John Raleigh has been in the securities industry since 1993 and previously worked at American Express Investment Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on November 7, […] Read More →
Current Summit Brokerage Services Financial Advisor, Linda Zara, Was Terminated By Wells Fargo For Taking A Loan From A Client
By mwolper | Aug 22, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Linda Zara, a Financial Advisor at Summit Brokerage Services in Boca Raton, FL. Linda Zara has been in the securities industry since 1993. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December 7, 2017, Linda Zara was terminated by Wells […] Read More →
Attorney Matthew Wolper
Matt Wolper is a trial lawyer who focuses exclusively on securities litigation and arbitration. Mr. Wolper has handled hundreds of securities matters nationwide before the Financial Industry Regulatory Authority (FINRA), American Arbitration Association (“AAA”), JAMS, and in state and federal court. Mr. Wolper has handled and tried cases involving complex financial products and strategies ranging from traditional stocks and bonds to options, margin and other securities-based lending products, closed/open-end mutual funds, structured products, hedge funds, and penny stocks.
[Attorney Bio]