Lose money after investing in a GPB Capital Holdings Fund? take action
We can help recover your investment loss. Free consultations, always. CONTACT US

Former MSI Financial Services Financial Advisor, Benjamin Louder, Jr., Barred By FINRA After Failing To Comply With Investigation Into Alleged Unfair And Deceptive Trade Practices and State Securities Fraud

Benjamin Louder, Jr. (CRD # 3014106) was a Financial Advisor at MSI Financial Services, Inc. in Charlotte, NC.  Benjamin Louder has been in the securities industry since 1998 and previously worked at Metropolitan Life Insurance company and Jeffrson Pilot Securities Corporation.

According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in October 2019, Benjamin Louder was barred by FINRA for refusing to “appear for on-the-record testimony requested by FINRA during the course of an investigation that began after it learned of investor-related civil lawsuits disclosed in amended Form U5s submitted by his former member firm.  The findings stated that the civil lawsuits alleged unfair and deceptive trade practices and state securities fraud regarding investments in fictitious entities.”

For a copy of the FINRA sanction, click https://www.finra.org/sites/default/files/fda_documents/2017054137001%20Benjamin%20B.%20Lowder%2C%20Jr.%20CRD%203014106%20%20AWC%20va.pdf.

In addition, Benjamin Louder has been the subject of seven customer complaints during his career, including the following:

For a copy of Benjamin Louder’s CRD, click https://brokercheck.finra.org/individual/summary/3014106#disclosuresSection.

Financial advisors have a legal and regulatory obligation to recommend only suitable investments that are appropriate for their clients’ needs and objectives. Their employing brokerage firm has a legal and regulatory obligation to supervise the Financial Advisors’ sales practices and dealings with clients.  To the extent any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.  

The Wolper Law Firm represents investors nationwide in securities litigation and arbitration on a contingency fee basis.  Matt Wolper, the Managing Principal of the Wolper Law Firm, is a trial lawyer who has handled hundreds of securities cases during his career involving a wide range of products, strategies and securities.  Prior to representing investors, he was a partner with a national law firm, where he represented some of the largest banks and brokerage firms in the world in securities matters.  We can be reached at 800.931.8452 or by email at mwolper@wolperlawfirm.com.

Now is the time to talk to an investment loss recovery lawyer. We can help recover your investment loss. Free consultations, always.
or call 800.931.8452
Main Office - Fort Lauderdale

1250 S. Pine Island Road
Suite 325
Plantation, FL 33324
Phone: 800.931.8452

Additional Office Locations (by appointment only)

3355 Lenox Road
Suite 7
Atlanta, GA 30326


13295 N. Illinois St.
Suite 314
Indianapolis, IN 46032

New York City

275 Madison Avenue
Suite 705
New York, NY 10016


3102 Maple Ave.
Suite 400
Dallas, TX 75201


5933 NE Win Sivers Drive
Suite 205
Portland, OR 97220


7900 E. Union Ave.
Suite 1100
Denver, CO 80237


1700 Park Street
Suite 103
Naperville, IL 60563


1001 Fourth Ave.
Seattle, WA 98154