Sterne Agee Financial Services Fraud and/or Investment Loss Customer Complaint Disclosures

Sterne Agee Financial Services: (CRD#:18456/SEC#: 8-36638)

  • C.G. Maton Financial Services, Inc.
  • Growth Management Inc.
  • Investech Capital Corporation
  • SA Stone Wealth Management Inc.
  • SAL Financial Services, Inc.
  • Southeast Network Equities Group, Inc.
  • Sterne Agee Financial Services, Inc.

Sterne Agee Financial Services Inc., is located in Birmingham, Alabama and is licensed in 52 U.S. States and Territories. INTL FCStone, Inc. is listed as 100 percent owner. The firm was first established in Delaware in 2002. In 2016, Stifel Financial Corp. sold Sterne Agee to INTL FCStone, Inc. The deal affected roughly 600 financial representatives and advisors.

The Wolper Law Firm, P.A., P.A. Announces That It Has Filed An Arbitration Against Sterne Agee Financial Services Based On Alleged Sales Practice Misconduct By Its Former Financial Advisor, Richard Wesselt

By mwolper | Apr 29, 2019

On April 29, 2019, the Wolper Law Firm, P.A., P.A. filed an arbitration claim against Sterne Agee Financial Services (“Sterne Agee”) and Financial Advisor, Richard Wesselt, before the Financial Industry Regulatory Authority (FINRA).  The arbitration relates to alleged sales practice misconduct committed by former Sterne Agee Financial Advisor, Richard Wesselt, who was located in the Jeffersonville, […] Read More →

Attorney Matthew Wolper

Attorney Matthew WolperMatt Wolper is a trial lawyer who focuses exclusively on securities litigation and arbitration. Mr. Wolper has handled hundreds of securities matters nationwide before the Financial Industry Regulatory Authority (FINRA), American Arbitration Association (“AAA”), JAMS, and in state and federal court. Mr. Wolper has handled and tried cases involving complex financial products and strategies ranging from traditional stocks and bonds to options, margin and other securities-based lending products, closed/open-end mutual funds, structured products, hedge funds, and penny stocks. [Attorney Bio]