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Sterne Agee Financial Services Fraud and/or Investment Loss Customer Complaint Disclosures

Sterne Agee Financial Services: (CRD#:18456/SEC#: 8-36638)

 

  • C.G. Maton Financial Services, Inc.
  • Growth Management Inc.
  • Investech Capital Corporation
  • SA Stone Wealth Management Inc.
  • SAL Financial Services, Inc.
  • Southeast Network Equities Group, Inc.
  • Sterne Agee Financial Services, Inc.

Sterne Agee Financial Services Inc., is located in Birmingham, Alabama and is licensed in 52 U.S. States and Territories. INTL FCStone, Inc. is listed as 100 percent owner. The firm was first established in Delaware in 2002. In 2016, Stifel Financial Corp. sold Sterne Agee to INTL FCStone, Inc. The deal affected roughly 600 financial representatives and advisors.

The Wolper Law Firm, P.A. Announces That It Has Filed An Arbitration Against Sterne Agee Financial Services Based On Alleged Sales Practice Misconduct By Its Former Financial Advisor, Richard Wesselt

By mwolper | Apr 29, 2019

On April 29, 2019, the Wolper Law Firm, P.A. filed an arbitration claim against Sterne Agee Financial Services (“Sterne Agee”) and Financial Advisor, Richard Wesselt, before the Financial Industry Regulatory Authority (FINRA).  The arbitration relates to alleged sales practice misconduct committed by former Sterne Agee Financial Advisor, Richard Wesselt, who was located in the Jeffersonville, […] Read More →

Now is the time to talk to an investment loss recovery lawyer. We can help recover your investment loss. Free consultations, always.

Main Office - Fort Lauderdale

1250 S. Pine Island Road
Suite 325
Plantation, FL 33324
Phone: (800) 931-8452
(954)-406-1231

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis

Additional Office Locations (by appointment only)

Atlanta

3355 Lenox Road
Suite 7
Atlanta, GA 30326

Indianapolis

13295 N. Illinois St.
Suite 314
Indianapolis, IN 46032

New York City

275 Madison Avenue
Suite 705
New York, NY 10016

Dallas

3102 Maple Ave.
Suite 400
Dallas, TX 75201

Irvine

2600 Michelson Drive
Suite 1700
Irvine, CA 92612

Portland

5933 NE Win Sivers Drive
Suite 205
Portland, OR 97220

Denver

7900 E. Union Ave.
Suite 1100
Denver, CO 80237

Naperville

1700 Park Street
Suite 103
Naperville, IL 60563

Seattle

1001 Fourth Ave.
#3200
Seattle, WA 98154

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis