- June 7, 2018
- Merrill Lynch
The Wolper Law Firm is currently investigating claims against Merrill Lynch Financial Advisor, Craig Mardany, of Newport Beach, CA.
Merrill Lynch Financial Advisor, Craig Mardany, out of Newport Beach, CA, is the subject of a customer complaint for unsuitable investment recommendations. The customer has alleged damages of $10 million.
Financial Advisors are required by applicable laws and regulations to recommend only suitable investments to their customers. In the event that a Financial Advisor violates his or her duty to recommend only suitable investments, the customer may be entitled to a recovery of any losses that have been incurred on each such investment. In addition, their employing brokerage firms are financially responsible for their actions that are committed within the course and scope of their employment.
If you or someone you know has been victimized by Craig Mardany, please contact the Wolper Law Firm at 800.931.8452 to discuss your specific situation and the legal options available. The Wolper Law Firm represents investors nationwide in securities litigation and arbitration.
Attorney Matthew Wolper
Matt Wolper is a trial lawyer who focuses exclusively on securities litigation and arbitration. Mr. Wolper has handled hundreds of securities matters nationwide before the Financial Industry Regulatory Authority (FINRA), American Arbitration Association (“AAA”), JAMS, and in state and federal court. Mr. Wolper has handled and tried cases involving complex financial products and strategies ranging from traditional stocks and bonds to options, margin and other securities-based lending products, closed/open-end mutual funds, structured products, hedge funds, and penny stocks. [Attorney Bio]