Newbridge Securities Corp. Fraud and/or Investment Loss Customer Complaint Disclosures
Newbridge Securities Corp.: (CRD#:104065/SEC#: 8-52538)
The firm is headquartered in Boca Raton, Florida, and it was established in 2001. Newbridge Securities Corp. is owned by Newbridge Financial Inc. and Jerry Weigle, and it is the parent company of Ludwig Investments, Inc., Newbridge Securities Corp., and Newbridge Securities Corporation.
The firm currently holds 52 licenses for U.S. States and Territories with over 80 office locations doing $17.5 million in revenue.
Newbridge Securities Financial Advisor, Peter Goffin, Has Nine Customer Complaints
By mwolper | Jun 7, 2019
Peter Goffin is a Financial Advisor at Newbridge Securities Corporation in Boca Raton, FL. Peter Goffin has been in the securities industry since 1987 and previously worked at Wachovia Securities Financial Network, JW Charles Securities and Commvest Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Peter Goffin is the […] Read More →
Newbridge Securities Corporation Financial Advisor, Michael Greenfield, Has Six Customer Complaints
By mwolper | Apr 22, 2019
Michael R. Greenfield is a Financial Advisor at Newbridge Securities Corporation in Boca Raton, FL. Michael Greenfield has been in the securities industry since 2008 and previously worked at The GMS Group, LLC, Morgan Stanley and Oppenheimer & Co. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Michael Greenfield has […] Read More →
Newbridge Securities Broker, David Fagenson, Has Twelve Customer Complaints Reported On His Disclosure Report
By mwolper | Nov 25, 2018
The Wolper Law Firm is currently investigating claims against David Fagenson, a Financial Adviser at Newbridge Securities in Boca Raton, FL. David Fagenson has been in the securities industry since 1980 and was previously employed by UBS Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), David Fagenson has […] Read More →
Newbridge Financial Advisor, Dana Davis, Has Eight Customer Complaints, Including Two Pending Complaints
By mwolper | Oct 14, 2018
The Wolper Law Firm is currently investigating claims against Dana Davis, a Financial Advisor at Newbridge Securities Corp. in New York, NY. Dana Davis has been in the securities industry since the 1980s and previously worked at First Montauk Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on September […] Read More →
Wolper Law Firm Is Investigating Claims Against Financial Advisor, Xavier Patino
By mwolper | Jul 21, 2018
The Wolper Law Firm is currently investigating claims against Xavier Patino, a Financial Advisor at Newbridge Securities in Oakbrook Terrace, Illinois. Xavier Patino has been in the securities industry since the 2008 and previously worked at JP Morgan Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in April 2017, […] Read More →
Newbridge Securities Corp. Financial Advisor, Dana Davis, Has 7 Customer Complaints, Including One Pending Complaint Alleging Fraud And Breach Of Fiduciary Duty
By mwolper | Jul 16, 2018
The Wolper Law Firm is currently investigating claims against Dana Davis, a Financial Advisor at Newbridge Securities Corp. in New York, NY. Dana Davis first entered the securities industry in the 1990s and previously worked for First Montauk Securities, Global Capital Securities and Gilford Securities. According to publicly available records released by the Financial Industry […] Read More →
Can I Sue Newbridge Securities Corporation Or Salomon Whitney Financial To Recover Investment Losses Caused By Dennis Hayes
By mwolper | Jul 12, 2018
The Wolper Law Firm is currently investigating claims against Dennis Hayes, a former Financial Advisor at Newbridge Securities Corporation and Salomon Whitney Financial in Melville, NY. Dennis Hayes first entered the securities industry in 2001 and has worked for a multitude of brokerage firms, NFP Securities, Capital Investment Group and MML Investors Services. According to […] Read More →
