1.800.931.8452
We can help recover your investment loss. Free consultations, always. CONTACT US

Former PNC Investments, LLC Financial Advisor, Christine Memet, Barred By FINRA After Allegedly Having Customer Account Statements Mailed To Her Home

The Wolper Law Firm is currently investigating claims against Christine Memet, a former Financial Advisor at PNC Investments, LLC in Hamilton, New Jersey.  Christine Memet has been in the securities industry since the 1990s and previously worked for Chase and 1st Discount Brokerage.

According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in 2017, Christine Memet was suspended by FINRA for failing to respond to a request for information concerning her receipt of customer account statements at her home in violation of firm and industry policy.  Chritine Memet subsequently appealed the suspension, which was denied on July 27, 2018.

http://www.finra.org/sites/default/files/fda_documents/2017053842101%20Christine%20D.%20Memet%20CRD%202535775%20SEC%20Opinion%20va.pdf

This same conduct led to Christine Memet’s termination by PNC Investments in early 2017.  In discharging Christine Memet, PNC determined that she was not honest in her explanation regarding why she was receiving customer account statements at her home.  In many instances, this occurs when the Financial Advisor is engaging in account activity that is unauthorized or when the Financial Advisor wants to conceal unsuitable trading activity that has caused investment losses.

https://brokercheck.finra.org/individual/summary/2535775#disclosuresSection

Financial advisors have a legal and regulatory obligation to recommend only suitable investments that are appropriate for their clients’ needs and objectives.  Their employing brokerage firm has a legal and regulatory obligation to supervise the Financial Advisors’ sales practices and dealings with clients.  To the extent any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.

If you or someone you know was a customer of Christine Memet, and you experienced investment losses, please contact the Wolper Law Firm at 800.931.8452 or by email at mwolper@67.43.6.64 to discuss your specific situation and the legal options available.  The Wolper Law Firm represents investors nationwide in securities litigation and arbitration.

Now is the time to talk to an investment loss recovery lawyer. We can help recover your investment loss. Free consultations, always.

Main Office - Fort Lauderdale

1250 S. Pine Island Road
Suite 325
Plantation, FL 33324
Phone: (800) 931-8452
(954)-406-1231

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis

Additional Office Locations (by appointment only)

Atlanta

3355 Lenox Road
Suite 7
Atlanta, GA 30326

Indianapolis

13295 N. Illinois St.
Suite 314
Indianapolis, IN 46032

New York City

275 Madison Avenue
Suite 705
New York, NY 10016

Dallas

3102 Maple Ave.
Suite 400
Dallas, TX 75201

Irvine

2600 Michelson Drive
Suite 1700
Irvine, CA 92612

Portland

5933 NE Win Sivers Drive
Suite 205
Portland, OR 97220

Denver

7900 E. Union Ave.
Suite 1100
Denver, CO 80237

Naperville

1700 Park Street
Suite 103
Naperville, IL 60563

Seattle

1001 Fourth Ave.
#3200
Seattle, WA 98154

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis