Category: PNC Investments LLC

PNCI is a broker-dealer headquartered in Pittsburgh, PA and has been a member of FINRA since December 2003. Allegations of Misconduct According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), from at least June 2021 to the present, PNCI failed to establish and maintain a supervisory system, including WSPs, reasonably designed […]

The Wolper Law Firm, P.A. is currently investigating claims against Christine Memet, a former Financial Advisor at PNC Investments, LLC in Hamilton, New Jersey.  Christine Memet has been in the securities industry since the 1990s and previously worked for Chase and 1st Discount Brokerage. According to publicly available records released by the Financial Industry Regulatory […]