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Wedbush Securities Fraud and/or Investment Loss Customer Complaint Disclosures

Wedbush Securities: CRD#: 877/SEC#: 801-6358,8-12987

The firm is headquartered in Los Angeles, California. It was founded by Edward W. Wedbush in 1955.

It is the parent company of Wedbush Capital Partners. Wedbush Securities holds 52 licenses for U.S. States and Territories and there have been 174 disclosures made against them as of 2020.

Wedbush Securities Terminated Financial Advisor, Marc Winters, Over Allegations Of Unauthorized Trading

By wolper | March 15, 2020

Marc Winters (CRD # 4053113) was a Financial Advisor at Wedbush Securities in Los Angeles, CA. Marc Winters has been in the securities industry since 1999 and previously worked for UBS Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December 31, 2019,  [....] Read More →

Wedbush Securities Terminated Financial Advisor Timothy Podell For Allegedly Engaging In “Discretionary Trading In Multiple Accounts Without Discretionary Forms On File”

By wolperdev | December 1, 2019

  Timothy Podell (CRD #2691011) was a former Financial Advisor at Wedbush Securities in Los Angeles, California. Timothy Podell currently works for Western International Securities. Timothy Podell has been in the securities industry since 1996 and previously worked at AG Edwards. According to publicly available records released by the Financial  [....] Read More →

Former Wedbush Securities Broker, Michael Steven Sims, Has Four Disclosed Customer Complaints, Including One Pending Complaint

By wolperdev | November 9, 2019

Michael Steven Sims a/k/k Michael Sims (CRD # 1034180) was a Financial Advisor at Wedbush Securities in Santa Rosa, CA.  Michael Steven Sims a/k/k Michael Sims has been in the securities industry since 1982 and previously worked at Citigroup and Lehman Brothers. According to publicly available records released by the  [....] Read More →

Wedbush Securities Financial Advisor, Scott Andersen, Has Pending $400,000 Customer Complaint, Alleging Conversion And Fraud

By wolperdev | August 25, 2019

Scott Andersen (CRD # 4412679) is a Financial Advisor at Wedbush Secureities in Roseville, California.  Scott Andersen has been in the securities industry since 2001 and previously worked at Morgan Stanley.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in May 2019, a customer filed  [....] Read More →

Former Wedbush Securities Financial Advisor, William Heiden, Suspended By FINRA And Has Fifteen Career Customer Complaint Disclosures

By wolperdev | July 12, 2019

William Heiden was a Financial Advisor at Wedbush Securities in Newport Beach, California.  William Heiden has been in the securities industry since 1997 and previously worked at Morgan Stanley.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in July 2019, William Heiden was sanctiond by  [....] Read More →

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We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis