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Morgan Stanley Fraud and/or Investment Loss Customer Complaint Disclosures

Morgan Stanley

 
This firm is headquartered in Midtown Manhattan, New York City, New York. On the NYSE it trades as MS (NYSE) and has more than 482 billion in assets under management. The firm’s revenue is roughly $37.94 billion and is the sixth largest bank in the United States by total assets of $853 billion. Morgan Stanley is licensed in 53 U.S. States and Territories.

Former Morgan Stanley And LPL Financial Broker, Ron Willoughby, Sanctioned By FINRA For Short-Term Trading Of Unit Investment Trusts (UITs)

By mwolper | Jun 7, 2019

Ron Willoughby was a Financial Advisor at Morgan Stanley in Tempe, Arizona.  Ron Willoughby entered the securities industry in 1994 and previously worked at UBS Financial Services.  Currently, Ron Willoughby is registered at Kestra Investment Services in Venice, California.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June 6, […] Read More →

Morgan Stanley Financial Advisor, Richard Juracka, Sanctioned By FINRA For Alleged Unauthorized Trading

By mwolper | Nov 25, 2018

The Wolper Law Firm is currently investigating claims against Richard Juracka, a Financial Adviser at Morgan Stanley in New York, NY.  Richard Juracka has been in the securities industry since 1980 and has been employed by Morgan Stanley for the entirety of his career. According to publicly available records released by the Financial Industry Regulatory […] Read More →

Morgan Stanley Broker, William Dumchus, Has Two Pending Complaints Alleging The Sale Of Unsuitable Investments

By mwolper | Nov 18, 2018

The Wolper Law Firm is currently investigating claims against William Dumchus, a Financial Adviser at Morgan Stanley in Short Hills, NJ. William Dumchus has been in the securities industry since the 1980s and has worked for Wells Fargo Advisors. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in October 2018, […] Read More →

Morgan Stanley Financial Advisor, Alberto Castaner, Has Seven Customer Complaints, Including Five Pending Complaints Regarding The Sale Of Puerto Rico Bonds

By mwolper | Oct 19, 2018

The Wolper Law Firm is currently investigating claims against Alberto Castaner, a former Advisor at Morgan Stanley in Ft. Lauderdale, FL. Alberto Castaner has been in the securities industry since the 1980s and previously worked at Popular Securities in San Juan. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), since […] Read More →

Attorney Matthew Wolper

Attorney Matthew WolperMatt Wolper is a trial lawyer who focuses exclusively on securities litigation and arbitration. Mr. Wolper has handled hundreds of securities matters nationwide before the Financial Industry Regulatory Authority (FINRA), American Arbitration Association (“AAA”), JAMS, and in state and federal court. Mr. Wolper has handled and tried cases involving complex financial products and strategies ranging from traditional stocks and bonds to options, margin and other securities-based lending products, closed/open-end mutual funds, structured products, hedge funds, and penny stocks. [Attorney Bio]